Janez Orešnik University of Ljubljana CDU 800.1 NATURALNESS: THE SCALE FORMATS >SEM (+/-A, -A) AND >SEM (+/-A, +A) In the framework of (the linguistic) Naturalness Theory two new formats of naturalness scales are suggested, namely >sem (+/-A, -A) and >sem (+/-A, +A), and 27 English (morpho)syntactic examples are adduced in which a naturalness scale of the new format helps to ensure a felicitous deduction of corresponding consequences. The subject-matter of my paper is a (language-universal) theory developed in Slovenia by a small group of linguists (under my guidance), who mainly use English, German, and Slovenian language material as the base of verification. Our work owes much to, and exploits, the (linguistic) Naturalness Theory as elaborated especially at some Austrian and German universities; cf. Mayerthaler 1981, Wurzel 1984, Dressier et al. 1987, Stolz 1992. Naturalness Theory has also been applied to syntax, notably at the University of Klagenfurt; the basic references are Dotter 1990, Mayerthaler & Fliedl 1993, Mayerthaler et al. 1993, 1995, 1998. Within the natural syntax of the Klagenfurt brand, the Slovenian work group has built an extension, which will henceforth be referred to as "the Slovenian Theory." The Slovenian Theory studies the behaviour of (near-)synonymous syntactic expressions, here called syntactic variants. Whenever two syntactic variants are included in the same naturalness scale, and consequently one variant can be asserted to be more natural than the other, the Slovenian Theory has something to say about some grammatical properties of the two variants. Naturalness Theory operates with two basic predicates, "marked" and "natural." I cannot see any reason to distinguish the two predicates within the Slovenian Theory, therefore I use throughout one predicate only, namely "natural." (This standpoint was implied as early as Mayerthaler 1987, 50.) Beside the technical terms "natural(ness)" and "naturalness scale," which have already been alluded to, the terms "sym-value" and "sem-value" (adopted from Mayerthaler 1981, 10 et passim) must be mentioned. The sym-value refers to the naturalness of an expression in terms of its encoding properties. The sem-value refers to the naturalness of an expression in terms of its semantic complexity. The following auxiliary symbols will be employed: ">sym" (= more natural with respect to encoding), "sem" (= more natural with respect to semantic complexity), and "sym-value tends to associate with at least one additional >sym-value and/or with at least one sem-value; (3) at least one >sem-value tends to associate with at least one additional >sem-value and/or with at least one sym-value. In the above items (1-4) the object of the meta-verb "associate" refers to the interior of the unit under observation, OR to a part of the immediate environment of the unit under observation. The Slovenian Theory covers both cases. Forschungsgeschichtlich, the predecessor of the above assumptions (1-4) is the familiar principle of constructional iconicity as formulated in Natural Morphology. The principle runs as follows. Iff a semantically more marked category Cj is encoded as 'more' featured than a less marked category Q, the encoding of Cj is said to be iconic (Mayerthaler 1987,48-9). Using the predicate "natural," the principle can be briefly stated as follows: sym is iconic. In the Slovenian Theory, the principle has been extended to syntax and expanded. Two published papers utilizing this framework: Oresnik 1999 and 2000. Each case considered is presented in the format of a deduction. A straightforward example: 1. English. The referent of the subject of the clause is usually given, the referent of the direct object of the clause is usually new. (Biber et al. 1999, 123, 127.) The two syntactic variants: the subject of the clause and the object of the clause. 1. The assumptions of Naturalness Theory: 1.1. >sem (subject, object) / clause element in nom.-acc. languages I.e. with respect to semantic complexity, the subject is more natural than the object, in nominative-accusative languages. (Mayerthaler 1981, 14.) 1.2. >sem (given, new) / referent I.e. with respect to semantic complexity, a given referent is more natural than a new referent. (Mayerthaler 1981, 14 on the property presupposed.) 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (+/-A, -A) and >sem (+/-A, +A). In each format, the relative naturalness of two classes is compared. One class contains units which have property A and units which lack that property (thus +/-A). The other class contains units which either all have property A or all lack that property (thus +A or -A). The two formats assert that +/-A is more sem-natural than either +A or -A. Consider the following example: in a language, most transitive verbs take the active and the passive forms (thus +/-A); a few transitive verbs take only the active forms (thus +A) or only the passive forms (thus -A). Scales conforming to these two formats have so far not been exploited in the Naturalness Theory. They are illustrated below in deductions 2-28: (I) Illustrations of the scale format >sem (+/-A, -A) 2. English. With non-finite clauses, the lack of a clause link is normal, e.g. crossing, he lifted the rolled umbrella high. (Biber et al. 1999, 135, 198.) The two syntactic variants: finite clauses (the clause link lacking in some of them) and non-finite clauses (the clause link lacking in all of them). 1. The assumptions of Naturalness Theory: 1.1. >sem (+finite, -finite) / clause I.e. with respect to semantic complexity, a finite clause is more natural than a non-finite clause. (Mayerthaler et al. 1998, 325.) 1.2. >sem (+/-clause link, -clause link) / clause type 239 I.e. with respect to semantic complexity, a clause type comprising clauses containing a clause link and clauses lacking a clause link is more natural than a clause type whose clauses invariably lack a clause link.—The scale has the format >sem (+/-A, -A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1: >sem tends to associate with another >sem 2.2. sem (conversation, written registers) I.e. with respect to semantic complexity, conversation is more natural than the written registers. (Dotter 1990, 228.) 1.2. >sem (+/-ellipted, -ellipted) / head noun of genitive, in English I.e. with respect to semantic complexity, genitives admitting both ellipted and non-ellipted head nouns are more natural than genitives admitting only non-ellipted head nouns, in English.—The scale has the format >sem (+/-A, -A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (personal, demonstrative) / pronoun I.e. with respect to semantic complexity, a personal pronoun is more natural than a demonstrative pronoun.—Personal pronouns are much commoner than demonstrative pronouns, for instance in English (Biber et al. 1999, 349). 1.2. >sem (+/-human, -human) / referent I.e. with respect to semantic complexity, admitting human and non-human referents is more natural than admitting only non-human referents.—The scale has the format >sem (+/-A, -A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (+/-instantaneous, -instantaneous) / aktionsart 241 I.e. with respect to semantic complexity, expressing both instantaneous and non-instantaneous aktionsart is more natural than expressing only the non-instantaneous aktionsart.—The scale has the format >sem (+/-A, -A). 1.2. >sem (simple tense, progressive aspect) / in English I.e. with respect to semantic complexity, a simple tense is more natural than the corresponding progressive aspect, in English.—From the standpoint of English, simple tenses are of earlier origin than the forms of the progressive aspect. 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. sem tends to associate with another >sem 3. The consequences: From 1.1-2 and 2.1 it can be deduced: 3.1. If there is any difference between the progressive aspect and the simple tenses, such that one kind denotes instantaneous or non-instantaneous aktionsart, and the other kind denotes only non-instantaneous aktionsart, it is the progressive aspect that tends to denote only the non-instantaneous aktionsart. Q.E.D. From 1.1-2 and 2.2 it can be deduced: 3.2. If there is any difference between the progressive aspect and the simple tenses, such that one kind denotes instantaneous or non-instantaneous aktionsart, and the other kind denotes only non-instantaneous aktionsart, it is the simple tenses that tend to denote both the instantaneous and the non-instantaneous aktionsart. Q.E.D. 6. English. Most of the verbs common with get passive convey that the action of the verb is difficult or to the disadvantage of the subject, e.g. my head got stuck up there. (Biber et al. 1999, 481.) The two syntactic variants: the be passive, and the get passive. 1. The assumptions of Naturalness Theory: 1.1. >sem {be passive, get passive) / in English I.e. with respect to semantic complexity, the be passive is more natural than the get passive, in English.—The get passive is of much younger origin than the be passive. Many languages lack a special 'get' passive. 1.2. >sem (+/-positive attitude, -positive attitude) I.e. with respect to semantic complexity, having a positive or a negative attitude is more natural than having a negative attitude.—The scale has the format >sem (+/-A, -A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (+/-passive, -passive) / transitive verb in English I.e. with respect to semantic complexity, the transitive verb that admits the active and the passive is more natural than the transitive verb that rejects the passive, in English.—The scale has the format >sem (+/-A, -A). 1.2. >sym (more transparent, less transparent) / syntactic unit I.e. with respect to encoding, a syntactic unit of greater syntactic transparency is more natural than a corresponding syntactic unit of lesser syntactic transparency.. (Mayerthaler 1981, 35; Mayerthaler et al. 1998, 186. On the notion of transparency see Mayerthaler 1987, 49.) A special case of 1.2: 1.2.1. >sym (verb + preposition + object, verb + object) / in English I.e. with respect to encoding, the pattern verb + preposition + object is more natural than the pattern verb + object, in English. 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sym tends to associate with sem 3. The consequences: From 1.1, 1.2.1 and 2.1 it can be deduced: 3.1. If there is any difference between the single-object prepositional verbs and the direct-object verbs, such that one kind can be used both in the active and in the passive, and the other kind can be used in the active only, it is the single-object prepositional verbs that tend to be used in the active only. Q.E.D. From 1.1, 1.2.1 and 2.2 it can be deduced: 3.2. If there is any difference between the single-object prepositional verbs and the direct-object verbs, such that one kind can be used both in the active and in the passive, and the other kind can be used in the active only, it is the direct-object verbs that tend to be used both in the active and in the passive. Q.E.D. 243 8. English. Adjectives occur as detached predicatives, e.g. slender and demure, she wore a simple ao dai. (Biber et-al. 1999, 520-1.) A comparison between the example-sentences containing detached predicatives and the list of common predicative adjectives (ibidem 517 and 521) shows that detached predicatives contain mostly non-frequent adjective lexemes. The two syntactic variants: adjective as detached predicative, and predicative adjective. 1. The assumptions of Naturalness Theory: 1.1. >sym (more transparent, less transparent) / syntactic unit I.e. with respect to encoding, a syntactic unit of greater syntactic transparency is more natural than a corresponding syntactic unit of lesser syntactic transparency. (Mayerthaler 1981, 35; 1998, 186. On the notion of transparency see Mayerthaler 1987, 49.) A special case of 1.1: 1.1.1. >sym (detached, intra-clausal) / predicative I.e. with respect to encoding, a detached predicative is more natural than an intra-clausal predicative.—Detached units are more conspicuous than intra-clausal units. 1.2. >sem (+/-frequent, -frequent) / class of units I.e. with respect to semantic complexity, a class comprising frequent and infrequent units is more natural than a class comprising only infrequent units.—The scale has the format >sem (+/-A, -A). Cf. the scale in item 1.2 of deduction 19. 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sym tends to associate with sem 3. The consequences: From 1.1.1, 1.2 and 2.1 it can be deduced: 3.1. If there is any difference between adjectives as detached predicatives and non-detached predicative adjectives, such that one kind of adjectives comprise frequent and less frequent lexemes, and the other kind of adjectives comprise less frequent lexemes only, it is the adjectives as detached predicatives that tend to comprise less frequent adjective lexemes only. Q.E.D. From 1.1.1, 1.2 and 2.2 it can be deduced: 3.2. If there is any difference between adjectives as detached predicatives and non-detached predicative adjectives, such that one kind of adjectives comprise frequent and less frequent lexemes, and the other kind of adjectives comprise less frequent lexemes only, it is the adjectives as non-detached predicatives that tend to comprise frequent and less frequent adjective lexemes. Q.E.D. 9. English. The appositive noun phrase (as postmodifier), e.g. the dissident playwright, Vaclav Havel, is almost always non-restrictive in function. (Biber et al. 1999, 605, 638.) 244 The two syntactic variants: the appositive noun phrase, and other postmodifiers. 1. The assumptions of Naturalness Theory: 1.1. >sem (+/-restrictive, -restrictive) / postmodifier I.e. with respect to semantic complexity, a postmodifier which can be restrictive or non-restrictive is more natural than a postmodifier which is only non-restrictive.—The scale has the format >sem (+/-A, -A). 1.2. >sym (pure juxtaposition, other relationship) / as postmodification I.e. with respect to encoding, pure juxtaposition is more natural than other types of postmodification. (In the spirit of Dotter 1990, 47.) 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with sym 3. The consequences: From 1.1, 1.2 and 2.1 it can be deduced: 3.1. If there is any difference between the appositive noun phrase and other postmodifiers, such that one kind of postmodifiers can be restrictive or non-restrictive in function, and the other kind of postmodifiers is only non-restrictive, it is the "other" modifiers that tend to be either restrictive or non-restrictive in function. Q.E.D. From 1.1, 1.2 and 2.2 it can be deduced: 3.2. If there is any difference between the appositive noun phrase and other postmodifiers, such that one kind of postmodifiers can be restrictive or non-restrictive in function, and the other kind of postmodifiers is only non-restrictive, it is the appositive noun phrase that tends to be only non-restrictive in function. Q.E.D. 10. English. Postmodifiers in academic prose. A passive clause is used instead of an erf-clause when tense, perfect aspect, or modality are mentioned in the clause, e.g. selections retained from the second year v. the mistaken view is that theory refers to ideas which have never been tested. (Biber et al. 1999, 630, 632.) The two syntactic variants: passive clause, and erf-clause (both postmodifiers). 1. The assumptions of Naturalness Theory: 1.1. >sem (+finite, -finite) / clause I.e. with respect to semantic complexity, a finite clause is more natural than a non-finite clause. (Mayerthaler et al. 1998, 325.) A special case of 1.1 : 1.1.1. >sem (passive clause, erf-clause) / in English I.e. with respect to semantic complexity, a passive clause is more natural than an erf-clause, in English. 1.2. >sem (+/-[tense, perfect aspect, or modality], -[tense, perfect aspect, or modality])/ in an English clause 245 I.e. with respect to encoding, the presence or absence of tense, perfect aspect, or modality is more natural than the absence of tense, perfect aspect, or modality, in an English clause.—The scale has the format >sem (+/-A, -A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sym (subject/object gap, adverbial/prepositional object gap) / infinitive clause in English I.e. with respect to encoding, an infinitive clause showing a subject or object gap is more natural than an infinitive clause showing an adverbial or prepositional object gap, in English.—Subject and object gaps are easier for the hearer to process than adverbial and prepositional object gaps. 1.2. >sem (+/-[preposition + relative pronoun], -[preposition + relative pronoun]) / introducing postmodifying infinitive clause I.e. with respect to semantic complexity, a postmodifying infinitive clause admitting introduction by a preposition + relative pronoun is more natural than a postmodifying infinitive clause rejecting such introduction.—The scale has the format >sem (+/-A, -A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sym tends to associate with sem 246 3. The consequences: From 1.1-2 and 2.1 it can be deduced: 3.1. If there is any difference between a postmodifying infinitive clause showing subject or object gap, and a postmodifying infinitive clause showing an adverbial or prepositional object gap, such that one kind of postmodifying infinitive clauses can be introduced by a preposition + relative pronoun, and the other kind of postmodifying infinitive clauses cannot be introduced by a preposition + relative pronoun, it is the postmodifying infinitive clause showing a subject or object gap that tends not to be introduced by a preposition + relative pronoun. Q.E.D. From 1.1-2 and 2.2 it can be deduced: 3.2. If there is any difference between a postmodifying infinitive clause showing subject or object gap, and a postmodifying infinitive clause showing an adverbial or prepositional object gap, such that one kind of postmodifying infinitive clauses can be introduced by a preposition + relative pronoun, and the other kind of postmodifying infinitive clauses cannot be introduced by a preposition + relative pronoun, it is the postmodifying infinitive clause showing an adverbial or prepositional object gap that tends to allow introduction by a preposition + relative pronoun. Q.E.D. 12. English. 7o-clauses as noun complement clauses, e.g. you've been given permission to wear them. Such to-clauses have covert subjects. (Biber et al. 1999, 645.) The two syntactic variants: ¿o-clauses, as noun complement clauses and as verb complement clauses. 1. The assumptions of Naturalness Theory: 1.1. >sem (verb, noun) / to-clause as complement of, in English I.e. with respect to semantic complexity, a to-clause as complement of a verb is more natural than a io-clause as complement of a noun, in English.—Verbs are more sem-natural than nouns, to judge by the circumstance, obtaining in many languages, that verbal morphology is much richer than noun morphology. 1.2. >sem (+/-overt, -overt) / subject of io-clause, in English I.e. with respect to semantic complexity, the subject of a io-clause which can be overt or covert is more natural than the subject of a fo-clause which can only be covert.—The scale has the format >sem (+/-A, -A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (+/-would, -would) / accompanying verb of desire + complement clause, in English I.e. with respect to semantic complexity, the pattern +/-would + verb of desire + complement clause is more natural than the pattern -would + verb of desire + complement clause, in English.—The scale has the format >sem (+/-A, -A). 1.2. >sem (to-clause, mg-clause) / in English I.e. with respect to semantic complexity, a to-clause is more natural than an ing-clause, in English.—Jo-clauses are phylogenetically earlier than zwg-clauses, as complement clauses. 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (declarative main clause, other clause) I.e. with respect to semantic complexity, a declarative main clause is more natural than other clauses.—The declarative sentential mode is among the most sem-natural sentential modes (Mayerthaler et al. 1998, 326). Main clauses are phylogenetically among the earliest clauses. 1.2. >sem (+/-fronting, -fronting) / core elements in English I.e. with respect to semantic complexity, optional fronting of core elements is more natural than no fronting of core elements, in English.—The scale has the format >sem (+/-A, -A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sym (more transparent, less transparent) / syntactic unit I.e. with respect to encoding, a syntactic unit of greater syntactic transparency is more natural than a corresponding syntactic unit of lesser syntactic transparency. (Mayerthaler 1981, 35; Mayerthaler et al. 1998, 186. On the notion of transparency see Mayerthaler 1987, 49.) A special case of 1.1: 1.1.1. >sym (+initial, -initial) / reporting clause in English 249 I.e. with respect to encoding, an initial reporting clause is more natural than a noninitial reporting clause, in English.—Initial reporting clauses are more conspicuous than non-initial ones. 1.2. >sem (+/-inversion, -inversion) / of subject and verb in English I.e. with respect to semantic complexity, optional subject-verb inversion is more natural than lack of subject-verb inversion, in English.—The scale has the format >sem (+/-A, -A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sym tends to associate with sem 3. The consequences: From 1.1.1, 1.2 and 2.1 it can be deduced: 3.1. If there is any difference between initial and non-initial reporting clauses, such that one kind of reporting clauses has optional subject-verb inversion, and the other kind lacks subject-verb inversion, it is the initial reporting clause that tends to lack subject-verb inversion. Q.E.D. From 1.1.1, 1.2 and 2.2 it can be deduced: 3.2. If there is any difference between initial and non-initial reporting clauses, such that one kind of reporting clauses has optional subject-verb inversion, and the other kind lacks subject-verb inversion, it is the non-initial reporting clause that tends to optionally show subject-verb inversion. Q.E.D. 16. English. Inversion in reporting clauses. Inversion is found in non-initial reporting clauses containing a simple verb. Inversion is lacking if the verb is complex. E.g. "That s the whole trouble, " said Gwen v. "Konrad Schneider is the only one who matters, " Reinhold had answered. The two syntactic variants: non-initial reporting clauses containing a simple and a complex verb. 1. The assumptions of Naturalness Theory: 1.1. >sym (more transparent, less transparent) / syntactic unit I.e. with respect to encoding, a syntactic unit of greater syntactic transparency is more natural than a corresponding syntactic unit of lesser syntactic transparency. (Mayerthaler 1981,35; Mayerthaler et al. 1998,186. On the notion of transparency see Mayerthaler 1987, 49.) A special case of 1.1: 1.1.1. >sym (complex, simple) / verb of reporting clause in English I.e. with respect to encoding, a complex verb of the reporting clause is more natural than a simple verb of the reporting clause, in English. 1.2. >sem (+/-inversion, -inversion) / subject and verb of reporting clause in English 250 I.e. with respect to semantic complexity, optional subject-verb inversion is more natural than lack of subject-verb inversion, in reporting clauses, in English.—The scale has the format >sem (+/-A, -A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sym tends to associate with sem 3. The consequences: From 1.1.1, 1.2 and 2.1 it can be deduced: 3.1. If there is any difference between non-initial reporting clauses containing a simple and a complex verb, such that one kind of reporting clauses exhibits optional subject-verb inversion, and the other kind of reporting clauses lacks subject-verb inversion, it is the non-initial reporting clause containing a complex verb that tends to lack subject-verb inversion. Q.E.D. From 1.1.1, 1.2 and 2.2 it can be deduced: 3.2. If there is any difference between non-initial reporting clauses containing a simple and a complex verb, such that one kind of reporting clauses exhibits optional subject-verb inversion, and the other kind of reporting clauses lacks subject-verb inversion, it is the non-initial reporting clause containing a simple verb that tends to exhibit optional subject-verb inversion. Q.E.D. 17. English. Inversion in reporting clauses. Inversion of subject and verb is possible if the clause does not contain the specification of the addressee. Otherwise inversion is not possible. E.g. "That 's the whole trouble, " said Gwen v. There's so much to living that I did not know before, Jackie had told her happily. (Biber et al. 1999, 921-2.) The latter example would be more to the point if it did not contain had (which makes the verb complex, and therefore prevents subject-verb inversion on its own, cf. deduction 16). The two syntactic variants: reporting clauses containing and lacking the specification of the addressee. 1. The assumptions of Naturalness Theory: 1.1. >sym (more transparent, less transparent) / syntactic unit I.e. with respect to encoding, a syntactic unit of greater syntactic transparency is more natural than a corresponding syntactic unit of lesser syntactic transparency. (Mayerthaler 1981, 35; Mayerthaler et al. 1998, 186. On the notion of transparency see Mayerthaler 1987, 49.) A special case of 1.1: 1.1.1. >sym (+addressee, -addressee) / reporting clause in English I.e. with respect to encoding, the specification of the addressee of the reporting clause is more natural than the lack of the specification of the addressee of the reporting clause, in English. 1.2. >sem (+/-inversion, -inversion) / subject and verb of reporting clause in English 251 I.e. with respect to semantic complexity, optional subject-verb inversion is more natural than lack of subject-verb inversion, in reporting clauses, in English.—The scale has the format >sem (+/-A, -A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sym tends to associate with sem 3. The consequences: From 1.1.1, 1.2 and 2.1 it can be deduced: 3.1. If there is any difference between reporting clauses containing and lacking the specification of the addressee, such that one type of reporting clauses exhibits optional subject-verb inversion, and the other type of reporting clauses lacks subject-verb inversion, it is the reporting clause containing the specification of the addressee that tends to lack subject-verb inversion. Q.E.D. From 1.1.1, 1.2 and 2.2 it can be deduced: 3.2. If there is any difference between reporting clauses containing and lacking the specification of the addressee, such that one type of reporting clauses exhibits optional subject-verb inversion, and the other type of reporting clauses lacks subject-verb inversion, it is the reporting clause lacking the specification of the addressee that tends to exhibit optional subject-verb inversion. Q.E.D. 18. English. Inversion is overwhelmingly a main-clause phenomenon. (Biber et al. 1999, 926.) The two syntactic variants: main and dependent clauses. 1. The assumptions of Naturalness Theory: 1.1. >sem (main, dependent) / clause I.e. with respect to semantic complexity, a main clause is more natural than a dependent clause.—Phylogenetically, main clauses are earlier than dependent clauses. 1.2. >sem (+/-inversion, -inversion) I.e. with respect to semantic complexity, admitting subject-verb inversion is more natural than excluding subject-verb inversion, in English.—The scale has the format >sem (+/-A, -A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (+/-A, +A) 19. English. The two constituent parts of any phrasal verb tend to pertain to relatively frequent lexical items, e.g. comelgolgetltakelput + up/down/on/in etc. (Biber et al. 1999, 412-3.) The two syntactic variants: phrasal verb, and single-unit verb. 1. The assumptions of Naturalness Theory: 1.1. >sem (single-unit, phrasal) / verb in English I.e. with respect to semantic complexity, a single-unit verb is more natural than a phrasal verb, in English.—Cross-linguistically, phrasal verbs are much less common than single-unit verbs. 1.2. >sem (+/-frequent, +frequent) / unit I.e. with respect to semantic complexity, units that comprise frequent and less frequent items are more natural than units that comprise only frequent items.—The scale has the format >sem (+/-A, +A). Cf. the scale in item 1.2 of deduction 8. 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sym (more transparent, less transparent) / syntactic unit I.e. with respect to encoding, a syntactic unit of greater syntactic transparency is more natural than a corresponding syntactic unit of lesser syntactic transparency. (Mayerthaler 1981,35; Mayerthaler et al. 1998,186. On the notion of transparency see Mayerthaler 1987, 49.) A special case of 1.1: 1.1.1. >sym {nice/good + X, X) ! X is adjective in English I.e. with respect to encoding, the type nice/good + X is more natural than the type X, where Xis an adjective in English. 1.2. >sem (+/-emphasis, +emphasis) I.e. with respect to semantic complexity, expressing emphasis optionally is more natural than expressing emphasis obligatorily.—The scale has the format >sem (+/-A, +A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sym tends to associate with sem 3. The consequences: From 1.1.1, 1.2 and 2.1 it can be deduced: 3.1. If there is any difference between the type X and the type nice/good + X, such that one type expresses emphasis optionally, and the other type expresses emphasis obligatorily, it is the type nice/good + Xthat tends to express emphasis obligatorily. Q.E.D. From 1.1.1, 1.2 and 2.2 it can be deduced: 3.2. If there is any difference between the type Xand the type nice/good + X, such that one type expresses emphasis optionally, and the other type expresses emphasis obligatorily, it is the type Xthat tends to express emphasis only optionally. Q.E.D. 21. English. Within subject to-clauses, extraposed constructions are more common with adjectives than with verbs. (Biber et al. 1999, 754.) The two syntactic variants: verbal and adjectival predicates. 1. The assumptions of Naturalness Theory: 1.1. >sem (+/-extraposed, +extraposed) / subject fo-clause in English I.e. with respect to semantic complexity, a subject Zo-clause which admits extraposition is more natural than a subject to-clause which almost must be extraposed, in English.—The scale has the format >sem (+/-A, +A). 1.2. >sem (verb, adjective) I.e. with respect to semantic complexity, a verb is more natural than an adjective.— Adjectives are not universal (Mayerthaler et al. 1998, 19). 254 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (+finite, -finite) / subordinate clause I.e. with respect to semantic complexity, a finite subordinate clause is more natural than a non-finite subordinate clause. (Mayerthaler et al. 1993, 145.) A special case of 1.1: 1.1.1. >sem (i/zai-clause, -finite clause) / complement clause in English I.e. with respect to semantic complexity, a complement that-clause is more natural than a complement non-finite clause, in English. 1.2. >sem (+/-modal verb, -modal verb) / in the complement clause, in English I.e. with respect to semantic complexity, a complement clause admitting a modal verb is more natural than a complement clause rejecting modal verbs, in English.—The scale has the format >sem (+/-A, -A). 1.3. >sem (+/-co-referentiality, +co-referentiality) / the subject of the complement clause with the subject of the main clause I.e. with respect to semantic complexity, the subject of a complement clause which can be co-referential with the subject of the corresponding main clause is more natu- 255 ral than the subject of a complement clause which is always co-referential with the subject of the corresponding main clause.—The scale has the format >sem (+/-A, +A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (+/-integrated, -(-integrated) / into clause structure I.e. with respect to semantic complexity, a unit which is or is not integrated into clause structure is more natural than a unit that is necessarily integrated into clause structure.—The scale has the format >sem (+/-A, +A). 1.2. >sem (few, many) / adverbials of a kind, in English I.e. with respect to semantic complexity, a set of only few adverbials of a kind is more natural than a set of many adverbials of a kind, in English.—It can be observed time and again that small (closed) classes are more >sem-natural than large (open) classes. 256 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. sem (linking/stance, circumstance) / adverbial in English. 24. English. Fronting: complement clauses as fronted objects. Many examples contain a negative main clause, e.g. how he would use that knowledge he could not guess. (Biberetal. 1999, 901.) The two syntactic variants: main clause containing a fronted complement clause, and main clause containing a fronted nominal. 1. The assumptions of Naturalness Theory: 1.1. >sem (nominal, clause) / object in English I.e. with respect to semantic complexity, an object which is a nominal is more natural than an object which is a clause, in English.—A nominal is nearer to the prototypical object than a clause. 1.2. >sem (+/-negative, +negative) / main clause I.e. with respect to semantic complexity, a main clause which can be both negative and not negative is more natural than a main clause which can be only negative.—The scale has the format >sem (+/-A, +A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 257 2.2. sym (more transparent, less transparent) / syntactic unit I.e. with respect to encoding, a syntactic unit of greater syntactic transparency is more natural than a corresponding syntactic unit of lesser syntactic transparency. (Mayerthaler 1981, 35; 1998, 186. On the notion of transparency see Mayerthaler 1987, 49.) A special case of 1.1: 1.1.1. >sym (+fronted, -fronted) / predicative in English I.e. with respect to encoding, a fronted predicative is more natural than a non-fronted predicative, in English.—Fronted elements are more conspicuous than non-fronted elements, ceteris paribus. 1.2. >sem (+/-cohesive, +cohesive) / predicative in English I.e. with respect to semantic complexity, a predicative which is optionally cohesive is more natural than a predicative which is obligatorily cohesive.—The scale has the format >sem (+/-A, +A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sym tends to associate with sem 3. The consequences: From 1.1.1, 1.2 and 2.1 it can be deduced: 3.1. If there is any difference between the type far more serious were the severe head injuries and the type the severe head injuries were far more serious, such that in one 258 type the predicative is optionally cohesive, and in the other type the predicative is obligatorily cohesive, it is in the type far more serious were the severe head injuries that the predicative tends to be obligatorily cohesive. Q.E.D. From 1.1.1, 1.2 and 2,2 it can be deduced: 3.2. If there is any difference between the type far more serious were the severe head injuries and the type the severe head injuries were far more serious, such that in one type the predicative is optionally cohesive, and in the other type the predicative is obligatorily cohesive, it is in the type the severe head injuries were far more serious that the predicative tends to be optionally cohesive. Q.E.D. 26. English. Fronted infinitive predicates. There is no inversion of the subject, which is usually short. Fronted infinitive predicates often repeat a previous verb or predicate, e.g. I had said he would come down and come down he did. The fronted element is cohesive. There is a double focus in the clause. (Biber et al. 1999, 905-6.) The two syntactic variants: fronted and non-fronted infinitive predicates. 1. The assumptions of Naturalness Theory: 1.1. >sym (more transparent, less transparent) / syntactic unit I.e. with respect to encoding, a syntactic unit of greater syntactic transparency is more natural than a corresponding syntactic unit of lesser syntactic transparency. (Mayerthaler 1981,35; Mayerthaler et al. 1998,186. On the notion of transparency see Mayerthaler 1987, 49.) Two special cases of 1.1: 1.1.1. >sym (+fronted, -fronted) / infinitive predicate in English I.e. with respect to encoding, a fronted infinitive predicate is more natural than a non-fronted infinitive predicate, in English.—Fronted units are more conspicuous than non-fronted units. 1.1.2. >sym (double focus, single focus) / clause in English I.e. with respect to encoding, a clause containing double focus is more natural than a clause containing single focus, in English. 1.3. >sem (+/-cohesive, +cohesive) / initial element in English I.e. with respect to semantic complexity, an initial element which is optionally cohesive is more natural than an initial element which is obligatorily cohesive.—The scale has the format >sem (+/-A, +A). 1.4. >sem (+/-repetition, +repetition) / initial element in English I.e. with respect to semantic complexity, an initial element which is or is not a repetition is more natural than an initial element which must be a repetition.—The scale has the format >sem (+/-A, +A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sym tends to associate with sem 2.3. >sem tends to associate with another >sem 259 2.4. sym (more transparent, less transparent) / syntactic unit I.e. with respect to encoding, a syntactic unit of greater syntactic transparency is more natural than a corresponding syntactic unit of lesser syntactic transparency. (Mayerthaler 1981,35; Mayerthaler et al. 1998,186. On the notion of transparency see Mayerthaler 1987, 49.) A special case of 1.1: 1.1.1. >sym (it ... object predicative + long direct object, object predicative + long direct object) / in English I.e. with respect to encoding, the pattern it... object predicative + long direct object is more natural than the pattern object predicative + long direct object, in English. 1.2. >sem (+/-clause, +clause) / direct object in English I.e. with respect to semantic complexity, a direct object which takes the form either 260 of a clause or of a non-clause is more natural than a direct object which takes only the form of a clause, in English.—The scale has the format >sem (+/-A, +A). 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sym tends to associate with sem 3. The consequences: From 1.1.1, 1.2 and 2.1 it can be deduced: 3.1. If there is any difference between the pattern it... object predicative + long direct object and the pattern object predicative + long direct object, such that the direct object is a clause in one pattern, and the direct object is either a clause or non-clausal in the other pattern, it is in the pattern it ... object predicative + long direct object that the direct object tends to be a clause. Q.E.D. From 1.1.1, 1.2 and 2.2 it can be deduced: 3.2. If there is any difference between the pattern it... object predicative + long direct object and the pattern object predicative + long direct object, such that the direct object is a clause in one pattern, and the direct object is either a clause or non-clausal in the other pattern, it is in the pattern object predicative + long direct object that the direct object tends to be either a clause or non-clausal. Q.E.D. 28. English. Existential clauses. Minimal existential clauses occur most frequently in conversation, commonly with negation, e.g. there's no bus. (Biber et al. 1999, 950.) The two syntactic variants: affirmation and negation in existential clauses in conversation. 1. The assumptions of Naturalness Theory: 1.1. >sem (+/-minimal, +minimal) / existential clause I.e. with respect to semantic complexity, an existential clause which can be minimal or non-minimal is more natural than an existential clause which can only be minimal.—The scale has the format >sem (+/-A, +A). 1.2. >sem (affirmation, negation) I.e. with respect to semantic complexity, affirmation is more natural than negation. (Mayerthaler 1981, 15.) 2. The assumptions of the Slovenian Theory, concerning any two syntactic variants: 2.1. >sem tends to associate with another >sem 2.2. SEM (+/-A, -A) IN >SEM (+/-A, +A) KOT DVE PREDLOGI ZA LESTVICE Sestavek sega v teorijo jezikovne naravnosti in predlaga dve podobni si predlogi lestvic naravnosti, namreč >sem (+/-A, -A) in >sem (+/-A, +A). Predlogi določata relativno sem-naravnost po dveh razredov (obliko)skladenjskih enot. V enem razredu so enote z lastnostjo A in enote brez lastnosti A, v drugem razredu enote samo z lastnostjo A ali samo brez nje. Preprost zgled: v številnih jezikih se prehodni glagoli rabijo v tvorniku in trpniku (razred takih glagolov je +/-A), le nekateri prehodni glagoli se rabijo samo v tvorniku (razred takih glagolov bodi +A; to so activa tantum) ali samo v trpniku (razred takih glagolov bodi -A; to so passiva tantum). Predlogi izražata domnevo, da je pri posamičnem prehodnem glagolu raba obeh glagolskih načinov bolj naravna kot samo raba tvornika ali samo raba trpnika. V sestavku je predstavljenih 27 angleških (obliko)skladenjskih zgledov, v katerih se je treba nasloniti na kako lestvico, narejeno po eni izmed novih predlog. Vsak zgled je par (obliko)skladenjskih dvojnic, katerim se da del (obliko)skladenjskega vedenja napovedati. Do napovedi o zgledu se dokopljemo z izpeljavo, ki temelji na primernih lestvicah naravnosti in na povezavah med njimi. Te povezave so (kakor obe zgoraj omenjeni predlogi) slovenski prispevek k teoriji jezikovne naravnosti. 262