215 Original scientific paper Journal of Microelectronics, Electronic Components and Materials Vol. 54, No. 3(2024), 215 – 223 https://doi.org/10.33180/InfMIDEM2024.305 Preparation of Dielectric Layers for Applications in Digital Microfluidic Thermal Switches Blaž Velkavrh 1,2,3,* , Urban Tomc 2 , Matej Šadl 1 , Victor Regis 1,3 , Maja Koblar 1 , Bianka Colarič 2 , Andrej Kitanovski 2 and Hana Uršič 1,3,* 1 Jožef Stefan Institute, Electronic Ceramics Department, Ljubljana, Slovenia 2 University of Ljubljana, Faculty of Mechanical Engineering, Ljubljana, Slovenia 3 Jožef Stefan International Postgraduate School, Ljubljana, Slovenia Abstract: In this work, we prepared dielectric layers of three different dielectric materials – Al 2 O 3 , polyimide and epoxy-based photopolymer SU-8 and investigated their properties. Aerosol deposition method was used to prepare Al 2 O 3 and polyimide layers, while spin-coating method was used for SU-8 layers. Microstructural analysis revealed dense layers with no anomalies. Temperature- and frequency-independent dielectric permittivity ε’ was observed for Al 2 O 3 and SU-8 layers, while there was slight downside trend with increasing temperature for polyimide layers. According to Young-Lippmann equation of electrowetting on dielectric (EWOD) effect, Al 2 O 3 is considered to be the best due to highest ε’ (~11) among all three materials, since it requires the lowest voltage to achieve certain droplet contact angle with EWOD. Keywords: dielectric layers, aerosol deposition method, spin-coating method, microfluidics, thermal switch Priprava dielektričnih plasti za uporabo v digitalnih mikrofluidnih toplotnih stikalih Izvleček: V tem raziskavi smo pripravili dielektrične plasti iz treh dielektričnih materialov – Al 2 O 3 , poliimid in fotopolimer na osnovi epoksida SU-8 ter raziskali njihove lastnosti. Za pripravo Al 2 O 3 in poliimidnih plasti je bila uporabljena metoda nanašanja v aerosolu, za plasti SU-8 pa metoda nanašanja z vrtenjem. Mikrostrukturna analiza je pokazala goste plasti. Pri plasteh Al 2 O 3 in SU-8 smo opazili temperaturno in frekvenčno neodvisno dielektričnost ε’, medtem ko je pri poliimidnih plasteh viden rahlo padajoč trend z naraščajočo temperaturo. V skladu z Young-Lippmannovo enačbo učinka elektro-omočenja na dielektriku (EWOD) je Al 2 O 3 zaradi najvišjega ε’ (~11) smatran za najbolj ustrezen material za uporabo v EWOD, saj zahteva najnižjo napetost za doseganje določenega kontaktnega kota kapljice z EWOD. Ključne besede: Dielektrične plasti, metoda nanašanja v aerosolu, metoda nanašanja z vrtenjem, mikrofluidika, toplotno stikalo * Corresponding Author’s e-mail: blaz.velkavrh@ijs.si, hana.ursic@ijs.si How to cite: B. Velkavrh et al., “Preparation of Dielectric Layers for Applications in Digital Microfluidic Thermal Switches", Inf. Midem-J. Microelectron. Electron. Compon. Mater., Vol. 54, No. 3(2024), pp. 215–223 1 Introduction The manufacture of electronic, optical, and mechanical devices is experiencing a continuous trend of minia- turization, making devices small and compact, as well as increasing their power density and efficiency. One of the main techniques for manufacturing miniatur- ized electronic devices in large volumes is multilayer technology, where layered structures are deposited on a substrate/board. These structures are prepared with additive processes and can consist of several conduc- tive, semiconductive, or insulating dielectric layers with a typical thickness above 1 μm. The layers can be manufactured with different methods, for example powder-based technologies like screen-printing [1–3] and aerosol deposition (AD) [4–6], or solution-based like spin-coating method [7–9]. 216 B. Velkavrh et al.; Informacije Midem, Vol. 54, No. 3(2024), 215 – 223 Advances in miniaturization have opened new prob- lems of thermal management in small devices. With high power densities of compact devices, conventional heat sinks in combination with fans, heat pipes, or wa- ter cooling are insufficient to dissipate large amounts of heat to the ambient on a small scale. Potential so- lutions to improve thermal management on a smaller scale include thermal control devices, one of which is a digital microfluidic thermal switch based on elec- trowetting on dielectric (EWOD) effect [10–12]. Such a thermal switch requires a multilayer structure, consist- ing of a dielectric layer sandwiched between two elec- trode layers. The fabrication process of the dielectric layer has strong implications on its dielectric and ther- mal properties, which are a crucial factor in the perfor- mance of the thermal switch based on EWOD effect. In this work, we investigated three different dielectric materials for EWOD applications. These three materials are alumina (Al 2 O 3 ), polyimide, and epoxy-based pho- topolymer. Al 2 O 3 was chosen due to its high electrical insulation, chemical inertness, and good mechanical properties [13–16]. On the other hand, dielectric poly- mers are low-cost materials with high electrical insula- tion [17]. The dielectrics were prepared in layer forms using AD (Al 2 O 3 and polyimide) or spin-coating method (epoxy-based photopolymer) and their impacts on the voltage-dependent droplet contact angle were esti- mated by theoretical calculations. 2 Materials and methods For preparation of dielectric layers, three different precursors were used, namely Al 2 O 3 powder (A 16 SG, Almatis, Germany), polyimide powder (P84 NT, Evon- ik, Germany) and epoxy-based photopolymer SU-8 (GM1070, Gersteltec, Switzerland). Al 2 O 3 and polyimide layers were prepared with the AD method, while epoxy- based photopolymer SU-8 layers were prepared with the spin-coating method. For preparation of polyim- ide and epoxy-based photopolymer SU-8 layers, both precursors were used as received, while Al 2 O 3 powder needed a pre-treatment to achieve a high deposition rate and homogeneous microstructure without large pores as reported in [14, 18]. Raw Al 2 O 3 powder was first thermally pre-treated in a chamber furnace (Custom-made, Terna, Slovenia) at 1150 °C for 1 h with 5 K min -1 heating and cooling rates, as suggested in [6, 14]. After thermal treatment, the powder was milled to obtain an appropriate parti- cle size for AD, which is reported to be between 0.2 μm and 2 μm for the ceramic powders [4]. In our case, the d 50 of the Al 2 O 3 powder was 0.6 μm, as shown in Sup- plementary material: Figure S1. The milling was per- formed in a planetary mill (PM400, Retsch, Germany) at 200 min -1 for 4 h, using yttria-stabilized zirconia milling balls with isopropanol as a liquid medium. For the preparation of dielectric layers, different sub- strates were chosen to optimize the deposition rate. Commercially available stainless-steel substrates (SS; no. 304, American Iron and Steel Institute) with a pol- ished surface (A480: no. 8, American Society for Testing and Materials) were used for the ceramic Al 2 O 3 dielec- tric layers, as it had previously been shown that a high deposition rate of the ceramic powder can be achieved on these substrates [19, 20]. For polyimide and epoxy- based photopolymer SU-8 layers, glass was used as a substrate. Cr/Au bottom electrodes with a thickness of ∼100 nm were sputtered on the glass substrates by a magneton sputtering (Cinquepascal SRL, Italy). The AD equipment was provided by Invertech, Ger- many. The process parameters during the AD for both Al 2 O 3 and polyimide powders are gathered in Table 1. For the spin-coating process, a spin-coater (WS-650MZ- 23NPPB, Laurell, USA) was used to prepare epoxy- based photopolymer SU-8 layers. For better adhesion of epoxy-based photopolymer SU-8 on a gold-sput- tered glass substrate, an adhesion promoter Omni- Coat (G112850, Kayaku Advanced Materials, USA) was used. During the preparation process, samples were thermally treated with an electric heater (C-MAG HS 7, IKA, Germany), according to instructions in the techni- cal datasheet of epoxy-based photopolymer SU-8 [21]. The deposition was performed once without any rep- etition. The whole process is schematically presented in Figure 1. Table 1: Aerosol deposition process parameters. Process parameters Value Pressure in aerosol chamber [mbar] <10 Nozzle slit size [mm 2 ] (0.5 × 10) Carrier gas N 2 Gas flow rate [L min -1 ] 2 – 4 Nozzle-substrate distance [mm] 5 Sweep speed [mm s -1 ] 10 The thickness and root-mean-square roughness (R q ) of the prepared layers were evaluated from line pro- files, measured with a contact profilometer (DektakXT, Bruker, USA). Thickness was determined from the step height of the layer, while R q was evaluated with filter- ing the total profile using Gaussian regression with a cut-off 0.08 mm. 217 The topography images of the prepared dielectric layers were determined with the atomic force micro- scopes (AFM; Jupiter XR and MFP 3D, Asylum Research AFM, Oxford Instruments, USA). Images were scanned in AC air topography mode using tetrahedral plati- num-coated silicon tips (OMCL-AC240TM-R3, Olympus, Japan). Prepared sample surfaces and their polished cross-sections were further investigated with scanning electron microscope (SEM; Verios G4 HP , Thermo Fisher Scientific, USA). To analyse the layers in cross-section, the samples were prepared by cutting, mounting in epoxy resin (EpoFixKit, Struers, Denmark), grinding, and fine polishing using a colloidal SiO 2 suspension (OP-S, Struers, Denmark). For dielectric measurements, Au electrodes with a 0.5 mm diameter were sputtered on the top surface of prepared dielectric layers by a magneton sputtering (Cinquepascal SRL, Italy). The temperature-dependent dielectric permittivity ε’ and dielectric losses tan( δ) were measured with Aixacct TF Analyzer 2000 (Aixacct Systems GMbH, Germany) and a HP 4284 A Precision LCR impedance meter (Hewlett-Packard, USA), using AC amplitude of 1 V at different frequencies during cooling in the temperature range from 100 °C to -30 °C. Theoretical voltage-dependent contact angles for a water droplet were calculated with a Young-Lippmann equation [11]. 3 Results Dielectric layers were prepared from ceramic Al 2 O 3 , polyimide and epoxy-based photopolymer SU-8. The microstructural and electrical properties are shown first. Later, to determine the influence of the dielectric layers on EWOD effect, the voltage-dependent contact angles for a water droplet were calculated. 3.1 Al 2 O 3 layers prepared by the aerosol deposition method Figure 2a shows a photograph of an Al 2 O 3 layer on a stainless-steel substrate. AFM height and tapping amplitude images and SEM images in Figure 2b–2e revealed a layer surface with the root-mean-square roughness R q ≈ 40 nm. The concave depressions com- monly found in aerosol-deposited layers can be found in the AFM height image (Figure 2b). These surface characteristics are formed by collision of powder par- ticles with the surface layer during the AD process, as discussed previously in [23]. SEM layer-surface images (Figure 2d and 2e) revealed small powder particles with a size in the range of nanometres as part of the Al 2 O 3 layer surface. A comparison of the particle size of the Al 2 O 3 powder before AD (Supplementary material: Figure S1) with the particles in the layers indicates that Al 2 O 3 particles break during the AD process, as previ- ously discussed in [6]. The cross-section SEM image in Figure 2f revealed a dense 4 μm-thick Al 2 O 3 layer on a stainless-steel substrate. No large defects or pores are observed, similar to Al 2 O 3 layers, previously prepared by the same procedure and deposited on gadolinium substrates, as reported in [6]. Temperature-dependent ε’ measurements are shown in Figure 3. The ε’ remains constant at ∼11, independent of both temperature and frequency. The tan( δ) slightly increases with increasing temperature but remains below 0.02 over the entire measurement range. 3.2 Polyimide layers prepared by the aerosol deposition method Figure 4a shows a photograph of polyimide layer on a gold-sputtered glass substrate. AFM height and tap- ping amplitude images and SEM images in Figure 4b– 4e revealed a rough layer surface with R q ≈ 1.4 μm. The concave depressions commonly found in AD layers are also visible in this case (Figure 4b), but they are deeper than in Al 2 O 3 , resulting in a higher surface roughness. In SEM images of the polyimide layer surface (Figure 4d and 4e), particles with a size of several tens to hun- dreds of nanometres can be seen. In the SEM images of the polyimide powder before AD (Supplementary ma- terial: Figure S2), a similar particle size was observed, Figure 1: Schematic presentation of epoxy-based pho- topolymer SU-8 preparation process (after [21, 22]). B. Velkavrh et al.; Informacije Midem, Vol. 54, No. 3(2024), 215 – 223 218 but these particles were mainly agglomerated. Similar particle size before and after AD indicates that particles were not heavily fractured during the AD process, in contrast to ceramic Al 2 O 3 particles. During AD, the ag- glomerates of polyimide particles break apart, while polyimide particles deform and stick together, result- ing in the formation of dense polyimide layers. The cross-section SEM image of such a dense polyimide layer with a thickness d ≈ 19 μm is shown in Figure 4f. No large anomalies or pores are visible through the layer thickness. We can observe slight delamination of the bottom electrode from the glass substrate, which is caused by mechanical forces arising from the curing process of the polymer epoxy-resin EpoFixKit during the cross-section sample preparation. Temperature- dependent ε’ measurements are shown in Figure 5. The graph shows a slight downward trend of ε’ with increasing temperature. No large frequency depend- ence is observed. On average, ε’ remains at ∼5.5. The tan( δ) slightly decreases with the increasing tempera- ture but remains below 0.03 over the entire measure- ment range. 3.3 Epoxy-based photopolymer SU-8 layers prepared by spin-coating method Figure 6a shows a photograph of epoxy-based pho- topolymer SU-8 layer on a gold-sputtered glass sub- strate. AFM height and tapping amplitude images as well as SEM surface images in Figure 6b–6e revealed a smooth layer surface with R q ≈ 4 nm. While the SEM layer surface image at lower magnification (Figure 6d) does not reveal any details, SEM image at higher magnification (Figure 6e) shows small particles of epoxy-based photopolymer SU-8 with a size in nano- metre range. The SEM cross-section image in Figure 6f revealed a dense layer with a thickness d ≈ 30 μm with no large anomalies or bubbles. Temperature-de- pendent ε’ measurements are shown in Figure 7. The ε’ remains constant at ∼6.5, independent of both tem- perature and frequency. The tan( δ) slightly decreases Figure 2: (a) Photograph of aerosol-deposited Al 2 O 3 layer on stainless-steel substrate. AFM (b) height and (c) tapping mode amplitude images. SEM (d, e) surface and (f) cross-section images of the Al 2 O 3 layer. Figure 3: Temperature-dependent ε’ and tan( δ) of Al 2 O 3 layer at different frequencies. The vertical black dashed arrow indicates increase in frequency. B. Velkavrh et al.; Informacije Midem, Vol. 54, No. 3(2024), 215 – 223 219 with increasing temperature, similar as in the case of polyimide layers (Figure 5). However, it remains below 0.05 over the entire measurement range. 3.4 Water droplet contact angles on dielectric layers The roughness R q and dielectric permittivity ε’ of pre- pared layers are collected in Table 2. Polyimide layers prepared with AD method have the highest R q , while epoxy-based photopolymer SU-8 layers, prepared with spin-coating method have the lowest R q between all three different types of layers. In AD, powder particles collide with layer surface and form rougher surface in comparison to spin-coating method. When compar- ing Al 2 O 3 and polyimide layers, both prepared with AD method, huge difference in roughness can be ob- served. While ceramic Al 2 O 3 particles break during the AD process, forming the surface with lower roughness, polyimide particles deform and stick together, forming the surface with much higher roughness. The ceramic Al 2 O 3 layers exhibited the highest dielectric permittiv- ity ε’ compared to both polyimide and epoxy-based photopolymer SU-8 layers. Table 2: The root-mean-square surface roughness R q and dielectric permittivity ε’ of prepared dielectric layers. Aerosol deposition Spin-coating Material Al 2 O 3 Polyimide SU-8 R q [nm] 40 1400 4 ε’ [/] @ 10 kHz 11 5.5 6.5 Figure 8 shows theoretical voltage-dependent water droplet contact angles on Al 2 O 3 , polyimide and epoxy- based photopolymer SU-8 layers. The voltage-depend- ent droplet contact angles of the water droplet were Figure 4: (a) Photograph of aerosol-deposited polyimide layer on gold-sputtered glass substrate. AFM (b) height and (c) tapping mode amplitude images. SEM (d, e) surface and (f ) cross-section images of the polyimide layer. Please note that on panel (f), two white doted lines in the corners of the image between the polyimide layer and the epoxy resin EpoFixKit are only the guide for the eye. Figure 5: Temperature-dependent ε’ and tan( δ) of pol- yimide layer at different frequencies. The vertical black dashed arrow indicates increase in frequency. B. Velkavrh et al.; Informacije Midem, Vol. 54, No. 3(2024), 215 – 223 220 calculated according to Young-Lippmann equation [11]:  2 0 ew eq lv ' cos cos , 2 UU d        (1) where ε’ was taken from Table 2. The θ eq is the initial drop- let contact angle, θ ew a contact angle when electric field is applied, ε 0 dielectric permittivity of a vacuum, 𝑈 voltage, d thickness of the dielectric layer and γ lv surface tension of a liquid droplet. For a water droplet in air atmosphere at room temperature, γ lv = 0.072 N m -1 was used [24]. An additional hydrophobic layer can be applied on the top of the dielectric layer to achieve high θ eq . Therefore, θ eq = 120 o was used according to technical datasheet of fluoropolymer FluoroPel 1601V (Cytonix, USA), com- monly used for EWOD applications [25]. Graphs in Fig- ure 8 indicate Al 2 O 3 to be the best choice between all three materials for EWOD applications, since it has the highest ε’, resulting in lower voltage required to ob- tain certain contact angle at chosen layer thickness d. However, Young-Lippmann equation assumes smooth and ideally flat surfaces, but the roughness of the di- electric layers also needs to be considered, since it in- fluences the surface wettability – droplet contact angle [26]. In addition, the roughness also has the influence on the interface thermal resistances in the multilayer structure, which effects the heat transfer capabilities of digital microfluidic thermal switch based on EWOD ef- fect. Therefore, SU-8 might also be appropriate due to lowest roughness, which would positively effect heat transfer capabilities of multilayer structure. 4 Conclusions The microstructural and electrical properties of different dielectric layers were investigated and their influence on Figure 6: (a) Photograph of spin-coated epoxy-based photopolymer SU-8 layer on gold-sputtered glass substrate. AFM (b) height and (c) tapping mode amplitude images. SEM (d, e) surface and (f ) cross-section images of the epoxy- based photopolymer SU-8 layer. Figure 7: Temperature-dependent ε’ and tan(δ) of epoxy-based photopolymer SU-8 layer at different fre- quencies. The vertical black dashed arrow indicates in- crease in frequency. B. Velkavrh et al.; Informacije Midem, Vol. 54, No. 3(2024), 215 – 223 221 the EWOD effect was determined. Al 2 O 3 and polyimide layers were prepared with AD method, while epoxy-based photopolymer SU-8 was prepared with spin-coating method. Microstructural analysis revealed dense layers without any anomalies. Particle analysis indicates break- ing of ceramic Al 2 O 3 particles during the AD process. In the case of polyimide, big agglomerates, observed in raw powder, break apart during the AD process, while smaller polyimide particles deform and stick together. Dielectric measurements revealed temperature- and frequency-in- dependent dielectric permittivity ε’ for Al 2 O 3 and epoxy- based photopolymer SU-8, while slight temperature de- pendency of ε’ can be observed in polyimide. Highest dielectric permittivity ε’ between all three materials was measured in Al 2 O 3 layers (ε’ ∼11), indicating Al 2 O 3 as the optimal choice for EWOD application. 5 Supplementary material Supplementary material available on the publisher’s web page contains: - S1: Particle size distribution and SEM analysis of Al 2 O 3 powder - S2: Particle size distribution and SEM analysis of polyimide powder 6 Acknowledgments The authors acknowledge financial support from the transnational consortium M-ERA.NET for the project Cool BatMan: Battery Thermal Management System Based on High Power Density Digital Microfluidic Mag- netocaloric Cooling (No. 9400, Slovenian part of the project is financed by Ministry of Higher Education, Sci- ence and Innovation). Authors also acknowledge the financial support of the Slovenian Research and Inno- vation Agency for the research core fundings (No. P2- 0422, P2-0223, J2-1738-1 and P2-0105). 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