5 IN THAT VERY BODY, WITHIN THAT VERY DREAM: SOTERIOLOGICAL DREAMING TECHNIQUE IN THE TRADITION OF BUDDHIST YOGIS Nina Petek Exploring the dreamscapes of Buddhism: a brief introduction The birth of Buddhism out of a dream In Buddhism, dreams play an essential role as they symbolize pil- lars of dynamic continuity within the entire tradition and its spiritual framework, simultaneously crafting an alternative history of Buddhism, running parallel to the official recorded facts found in history books. More precisely, the documented history of Buddhism actually finds its origin in dreams. Dreams could thus be defined as a catalyst for the tradition. Siddhārtha Gautama Buddha, the founder of Buddhism, was “conceived” in the dream of his mother, Queen Māyā, and his immedi- ate family members also experienced prophetic dreams that foreshad- owed significant turning points in his life, from birth to nirvāṇa. In these dreams, the fulfilment of what had been foretold in his mother’s dream gradually unfolded. Thus, numerous dreams in Buddha’s life https://doi.org/10.35469/poligrafi.2023.403 Poligrafi, no. 109/110, vol. 28, 2023, pp. 5 –57 * The paper is a result of the work undertaken within the research programme “Philosophi- cal Investigations” (P6-0252), and the research project “Buddhism in the Himalayan Deserts: the Tradition of Yogis and Yoginis in Ladakh” (J6-50211), both financed by ARiS, the Slove- nian Research and Innovation Agency. POLIGRAFI 6 served as an integral link in his quest for and attainment of the highest philosophical insights. In early Theravāda Buddhism, prophetic dreams held a position of unquestionable authenticity and reality, as they were seen as reflections of inevitable future events, whether near or distant. This tradition of prophetic dreams has persisted throughout the history of Buddhism, revealing a universal pattern with unique expressions adapted to various cultural environments. For instance, in Tibet, this pattern continued to shape the life stories of Buddhist masters, from their conception to nirvāṇa. 1 Dream visions, initially confirmed for relevance by brāhmaṇa priests and later by Buddhist monks through skilled dream interpre- 1 Prophetic dreams have played a significant role in legitimizing religious authorities and have consequently exerted a profound influence on broader society, culture, and spiritual tradition. Figure 1: The Dream of Queen Maya (the Buddha’s Conception); Pakistan (ancient region of Gandhara), c. 2nd century (The Metropolitan Museum of Art, New York; public domain) IN THAT VERY BODY, WITHIN THAT VERY DREAM 7 tation, were considered as glimpses into the future. This definition of dream visions aligns with the term itself, which has evolved in Buddhism to become a general term for dreaming. In both Buddhist and Hindu texts, the term svapna, derived from the Sanskrit verb root svap- mean- ing “to sleep”, was conjoined with the noun darśana, originating from the verb root dṛś- meaning “to see”, “to look at”, “to observe”. This com- bination resulted in the phrase “to see a dream”, which came to signify the concept of dreaming. 2 In Theravāda Buddhism, the majority of dreams, excluding pro- phetic dreams, were regarded as an illusory amalgamation of remnants of the day, i.e. impressions and images from waking life, past mental content, karma and one’s character. This distorted composition creates a false representation of the self and the world, entangling individu- als in ignorance and leading to suffering. For this reason, monks have diligently pursued meditation techniques to attain a state of conscious- ness in which all mental content, including dreams, becomes absent. During the early Buddhist period, Theravāda nuns unveiled entirely new perspectives on dreams, capturing the impermanent nature of the phenomenal world through their poetic expressions. Their verses, com- piled in the collection known as Therīgāthā, eloquently drew parallels between the transience of all aspects of reality and the ephemeral na- ture of dreams. New formulations, such as supinanteva (Pal. 3 “as in a dream”) and supinopamā (Pal. “as a dream”), which are also commonly found in later Mahāyāna Buddhist texts, became integral components of the Buddhist dream vocabulary. The role of dreams was thus reas- sessed, particularly in the context of the Mahāyāna doctrine of empti- ness (Skrt. śūnyatā), emphasizing the ontological sameness of all living beings, devoid of immutable essences, and thereby sharing an identi- 2 This formulation is already found in the Pali texts (Pal. supina passati), e.g. in the Mil- indapañha (“Seventy-fifth Question – Dream” (4.75.33-37)). In the Vedic context, the phrase “seeing dreams” denoted the perspective of regarding dreams as occurrences external to the dreamer. Dreams were interpreted as the outcomes of external forces, be they gods, demons or spirits, over which the dreamer possessed no influence, rendering them mere passive observers (refer to Kelly Bulkeley, Dreaming in the World’s Religions (New York, London: New York Uni- versity Press, 2008), 24–25, 36, for instance). 3 Throughout the text, abbreviations are used to indicate the language in which particular term appears, namely in Tibetan (Tib.), Sanskrit (Skrt.) and Pali (Pal.). POLIGRAFI 8 cal nature of transience. In a manner similar to the Theravāda nuns’ approach, the impermanent nature of all phenomena was depicted through diverse metaphors, including dreams, described as svapnopama (Skrt. “resembling a dream” or “dream-like”). In the realm of ordinary experience, the world was deemed an illusion (Skrt. māyā), and dreams served as a convenient metaphor to depict the nature of the world and our distorted perceptions of it. As a result, dreams found their place in the Mahāyāna philosophical “experiment” with illusion. 4 Creation, de- picted as a magical illusion, akin to a dream (Skrt. svapnamāyopamā), 5 emerged as a novel approach to describe the world within the Mahāyāna tradition. In this context, dreams transcended their role as mere meta- phors and took on multifaceted significance. They became an indicator of the dreamer’s spiritual progress, a realm of revelation for profound teachings and a meeting ground for various sages. The phrase “to see a dream” gained new dimensions, as sages met one another in dreams, received and assimilated essential teachings, and brought them back to the waking state, illuminating those entangled in ignorance. Dreams became integral components of the life narratives of the awakened in- dividuals, imparting insights that, when transposed into the realm of wakefulness, enrich the comprehension of its diverse dimensions. Waking up a dream In this manner, Mahāyāna Buddhism departs from the realm of wakefulness, with its conventional and rigid perspectives, and turns to- wards dreams for insights. Through the mindful exploration of their 4 Skrt. māyopama. Vajrayāna Buddhism showcases numerous instances of illusions within its texts, encompassing phenomena such as magic (Tib. sgyu ma), dreams (Tib. rmi lam), a mirage (Tib. smig rgyu), a reflection in a mirror (Tib. gzugs brnyan), lightning (Tib. glog), an echo (Tib. brag cha), a rainbow (Tib. ‘ja ‘tshon), the moon in the water (Tib. chu zla), a city of gandharvas (Tib. dri za’i grong khyer), water bubbles (Tib. chu bur can), visual distortions (Tib. mig yor), clouds (Tib. sprin), miraculous apparitions (Tib. sprul pa), etc. See also the discussion on the twelve illusions in Buddhism: Jan Westerhoff, Twelve Examples of Illusion (Oxford, New York: Oxford University Press, 2010). 5 See, for example, Aṣṭasāhasrikāprajñāpāramitāsūtra, Parashuram Lakshman Vaidya, ed., Aṣṭasāhasrikā Prajñāpāramitā (Darbhanga: The Mithila Institute of Post-Graduate Studies and Reaserach in Sanskrit Learning, 1960), Chapter II. IN THAT VERY BODY, WITHIN THAT VERY DREAM 9 content, dreams can serve as a path to spiritual progress. This progres- sion reaches its zenith in the Tibetan branch of Buddhism, Vajrayāna, where dreams assume a central role as a fundamental soteriological technique guiding practitioners toward nirvāṇa. This perspective tran- scends the Theravāda view of dreams as distorted mental fragments that ensnare individuals in ignorance, perpetuating their involvement in saṃsāra, the cycle of birth and death. Especially within the tradi- tion of Vajrayāna Buddhism’s eremitic school, the practice of engaging with dreams is referred to as dream yoga. This technique can be seen as a form of dream meditation where the dreamer maintains awareness throughout the dream experience, enabling them to discern all dream images as constructs of the conscious mind. Thus, within Vajrayāna Buddhism, the dream metaphor of Mahāyāna Buddhism is transmut- ed into a distinctive practical methodology that enables individuals to directly encounter its significance. Simultaneously, the Sanskrit term svapnadarśana, signifying “to see a dream”, assumes further layers of meaning. In the Hindu tradition, the term swiftly transcends the realm of nightly demon spectacles and ventures into the domain of philoso- phy. In fact, the term darśana has come to designate six distinct Hindu schools of philosophy, encompassing the notions of philosophical in- sight, the pursuit of truth and the discernment of the genuine nature of reality. The roots of this definition trace back to the revelation of the Vedas, sacred texts of the Hindu tradition unveiled to humanity by ṛṣis, visionary seers who engaged in darśana – the apprehension of timeless philosophical truths. However, this understanding does not stem from a linear thought process; rather, it emerges from a loftier wisdom that transcends the conceptual realm. This wisdom is characterized by intui- tive insight and non-contemplative experience. In this context, darśana also elucidates the nature of the dream meditation practiced by Tibetan masters. By experiencing the visions within a dream, individuals gain profound insights into the essence of dream phenomena. They then seamlessly transpose these insights into their waking experiences. Just as dream images perpetually shift and evolve, so do all other aspects of reality. However, in the state of ordinary, unaware waking conscious- ness, where true wakefulness is absent, these elements appear as un- changing and self-contained. Thus, the encounters concealed behind POLIGRAFI 10 closed eyes shape a comprehension of the world, lending expression to a truth that often eludes wakefulness amid the commotion of robust yet brittle convictions. By practicing dream yoga, the sages ultimately dissolve the distinctions between wakefulness and dreams, culminat- ing in the liberating realization of impermanence (Skrt. anitya, Tib. mi rtag pa) and emptiness (Skrt. śūnyatā, Tib. stong pa nyid). Thus, the conventional notion that wakefulness equals true awareness has been upended. True wakefulness is found within dreams, serving as a direct pathway to the verge of genuine enlightenment, guiding the transi- tion from ignorance to wisdom. This form of conscious, wakeful dream practice was predominantly undertaken by Vajrayāna Buddhist male and female hermits, commonly known as yogis and yoginīs (Skrt.; Tib. rnal ‘byor pa, mtshams pa, also ri khrod pa), living in caves or small huts high in the Himalayan mountains, whose lives were intimately inter- linked with the essence of dreams. This is substantiated by countless Tibetan hagiographies, which not only depict Buddhist cartography of dream realms but also trace the path of spiritual advancement, often aligning with the waking dream paradigm of early Buddhism, thus nar- rating a tale of spiritual growth. Furthermore, within the lives of yogis, there exists a distinctive phenomenon known as a “conception dream”. They were not merely conceived within the dreams of their biological parents; rather, they were conceptually envisioned within the dreams of their teachers. 6 This occurrence took place during a phase when these yogis were relinquishing their past lives and readying themselves to em- bark on their spiritual journey. In a sequence of varied dreams, they envisioned each other, converged within dreamscapes, and effortlessly 6 Many Buddhist masters, including Siddhārtha Gautama Buddha, were therefore conceived in their parents’ dreams, known also as prophetic. Queen Māyā’s dream of the Buddha’s conception is described in many texts, such as the Mahāvastu, the Nidānakathā and the Lalitavistarasūtra. The “conception dream” and thus the new “spiritual” birth of the yogis is attested in various hagiographies. The most famous such dreams are the so-called parallel dreams of yogi Marpa and his wife Dagmena, which are described in the fourth chapter of Milarepa’s hagiography, The Life of Milarepa (Tib. rje btsun mi la ras pa’i rnam thar) (Tsang Nyön Heruka, The Life of Milarepa, trans. Andrew Qintman (New York: Penguin Books, 2010)). The couple’s dream indirectly, through various dream events, foreshadowed the arrival of Marpa’s disciple, and even if Milarepa himself did not directly appear in the dream, it predicted his new “spiritual” birth, i.e. his arrival at Marpa and thus his own initiation into the secret Tantric teachings. IN THAT VERY BODY, WITHIN THAT VERY DREAM 11 transcended the borders separating them. These dreams transported them into the dream realms of masters long since departed, where they encountered the dreams of awakened predecessors, and also glimpsed into the dreams of all past and future dreamers. Even in the present day, yogis and yoginīs uphold within their dreams an imperceptible, unheard, often overlooked, yet indomitable thread of Buddhism. This thread has woven its way through countless epochs since ancient times, all the while laying the foundation for aspiring dreamers to journey towards the attainment of nirvāṇa. Beyond wakefulness and dreams Yogis developed a complex soteriological technique of dreaming, i.e. active, conscious participation in the process of dreaming, based on the recognition of dreams, the attentive observation of dream images, the assumption of power over the dream images, the influence over their content, and the maintenance of the awareness that they are all just dreams, through which the dreamer comes to deeply and directly expe- rience the illusory nature of all dream appearances. Yogis thus acquired insights into the nature of dream phenomena, and these insights have been transferred to objects in waking life – such as dream images, con- stantly changing are also all other things, which in the ordinary state of ignorant, not really awake consciousness, are perceived as permanent and independent. Thus, experiences behind “eyes wide shut” frame their understanding of the world, giving voice to a truth that does not come out in wakefulness amidst the ordinary beliefs. In this way, yogis, through the technique of dreaming, have finally blurred the boundaries between wakefulness and dreaming, and arrived at the liberating ex- perience of emptiness and impermanence. They have re-evaluated the common belief that we are awake in wakefulness – we can only be truly awake in dreams, which lead directly to the threshold of true awaken- ing, from ignorance to wisdom. The soteriological dream technique invites us to a place where su- preme truths are revealed behind closed eyes, to the threshold of awak- ening that steadily slips from under our feet in wakefulness; to dreams that pour light from their worlds into the secret, darkest recesses of our POLIGRAFI 12 waking lives, revealing what cannot be seen in the light of day. Moreo- ver, the soteriological techniques of dreams are also important from the broader perspective of the relevance of the doctrines of dreams in the various religious traditions because, long before the development of the sciences dealing with dreams, “religiously minded people all over the globe were studying, experimenting with and theorizing about the workings of the dreaming mind. This is where the study of dreams begins.” 7 Segments of the ancient soteriological dream technique in the tradition of Buddhist yogis are now being integrated into the study of dreams in the fields of psychology, psychoanalysis and neuroscience, shedding light on many overlooked aspects of Western science and giv- ing new meaning to their findings. While not entering into a dialogue with any of these fields, instead remaining within the framework of Buddhism, the present paper seeks to introduce the immense value of dreams for human life, something that is still nurtured in the Buddhist eremitic tradition today and which I have had the precious opportu- nity to experience for myself. Namely, a significant part of this paper is based on findings derived from my own field research on the tradition of Buddhist yogis and yoginīs conducted within the Ladakh federal ter- ritory in the Indian Himalayas, who are, as they themselves state, first and foremost, dreamers. Forgotten “marginal” frontiers of philosophy: madmen, the body and dreams Starting from the 8th century, the vibrant inception of Buddhism in Tibet was influenced, on one hand, by organized official visits to es- teemed Indian monks and, on the other hand, by informal journeys to the realm of Buddhist T antric masters. It was from these masters’ teach- ings that the lineage of Buddhist eremitism gradually emerged. Tantric Buddhist hermits and hermitesses, i.e. yogis and yoginīs – also referred to as mahāsiddhas (Skrt., Tib. grub thob chen po) – engage in solitary meditation within remote hermitages, perched high in the Himalayan mountains. Due to their unorthodox way of life and their mastery of in- 7 Bulkeley, Dreaming in the World’s Religions, 4. IN THAT VERY BODY, WITHIN THAT VERY DREAM 13 tricate psychophysical methods, they have earned the moniker of “mad- men” (Tib. smyon pa). 8 From its inception to the contemporary era, the lineage of autonomous Buddhist Tantric yogis 9 has forged its distinct trajectory, transcending societal and monastic hierarchies. This spirit of independence is also mirrored in their spiritual pursuits, which differ from those of monks and nuns constrained by institutional structures and rigid curricula. The endeavours of Tantric yogis are marked by crea- 8 The term was introduced by Tsangnyön Heruka, a yogi and Tibetan hagiography writer who emerged from the ranks of the “madmen”. However, the quintessential embodiment of a madman in this tradition is Milarepa. Milarepa exemplified the core essence of eremitism by pushing it to the extreme – a departure from conventional existence, a defiance of societal and monastic norms, and an unwavering dedication to Tantra’s hidden practices, all away from the distractions of the worldly sphere. 9 In the rest of the paper, the masculine form, i.e. yogi, is used for both genders in cases of more general references. Figure 2: Yogi in his hut up in the Himalayan mountains near the Sakti village; Ladakh, India (Photo: Nina Petek) POLIGRAFI 14 tivity and unrestrained freedom. 10 From this perspective, the eremitism bears resemblance to Deleuze and Guattari’s notion of “nomadic sci- ence”. Like the latter, eremitism defies easy categorization, as it em- bodies heterogeneity and perpetual transformation. It stands as a form of resistance against institutional constraints, continuously shaping its identity from its unique singularity, disregarding conventional criteria and norms. 11 Differing from the monk, the hermit, akin to a nomad, dwells within the realm of the unpredictable, boundless expanse of the desert, 12 in contrast to the structured and enclosed environment of the monastery. Consequently, contemporary yogis predominantly residing in the Himalayas continue to engage in the meditation techniques hand- ed down by their forebears. These practices, drawn in part from the Hindu Tantric lineage, have intertwined with Buddhist philosophy, giving rise to a distinct form of Tantra known as Buddhist Tantra. Much like certain Hindu Tantric systems, Tantric Buddhism not only seeks to surpass institutionalized and normative expressions of reli- gion and established philosophical perspectives but also draws forth and reintegrates from the periphery into the heart of religious and philosophical discourse that which has been relegated, within the es- tablished spiritual context, as utterly inconsequential, confining and “marginal” to spiritual progress – encompassing aspects such as the body and dreams. The ascent of a non-dualistic metaphysical frame- work within Hindu Tantric systems, founded on the negation of a dualistic view of reality, marked a pivotal transformation. This transi- tion was underpinned by an altered perception of the body, which, in turn, played a role in the development of a novel manifestation of 10 Nina Petek, “Sopotja zgodnjega puščavništva v Egiptu in Indiji [Counterparts of Ear- ly Eremitism in Egypt and India],” in Egiptovsko puščavništvo [Egyptian Eremitism], eds. Jan Ciglenečki, Franci Zore and Nena Bobovnik, 179–203 (Ljubljana: Znanstvena založba Filozof- ske fakultete [Ljubljana University Press, Faculty of Arts], 2021), 179. 11 See, e.g. Gilles Deleuze and Félix Guattari, Nomadology: The War Machine (Seattle: Worm- wood Distribution, 2010), 17. See also Geoffrey Samuel, Civilized Shamans: Buddhism in Ti- betan Societies (Washington: Smithsonian Institution Pres, 1993), 373, 572–573. 12 Petek, “Sopotja”, 179–180. Desert is a collective term for places defined by the absence of the hustle and bustle of the mundane, be they sandy deserts, forests or rocky Himalayan wastelands. IN THAT VERY BODY, WITHIN THAT VERY DREAM 15 Tantric Buddhism. In contrast to earlier orthodox systems rooted in the Vedic spiritual realm, such as sāṃkhya and the affiliated Patañjali aṣṭāṅgayoga tradition, Tantra envisions the body in a distinct light. Rather than viewing it merely as an aggregate of gross matter, discon- nected from intricate mental processes, Tantra perceives the body as a hub of refined energies. These energies, when nurtured appropriately, hold immense potential for catalysing a profound spiritual metamor- phosis. Even within the context of Hindu Tantric tradition, the idea of “divinization of the body” emerges. 13 In Tantra, matter is not per- ceived as a lower form of spirit, as earlier orthodox systems suggested. Rather, it recognizes that matter encompasses subtle layers, including energy centres (cakras) and channels (nāḍīs). This composition allows for its transformation from the mundane to the divine through di- verse practices. This notion of “divinization of the body” is indeed inherent to the philosophy of Tantra. Hence, the body becomes an active participant in elevated spiritual endeavours, playing a role in attaining profound insights and liberation. This insight leads us to the realization that, within Tantric systems, philosophy is engendered not solely through the mind, but also through the body itself. And so are dreams. Just as in the early Hindu philosophical systems, the body was perceived in early Theravāda Buddhism as a dwelling for old age and mortality (e.g. Dhammapada XI.5). It did not hold a significant, ac- tive role in the meditative pursuits that culminate in nirvāṇa. How- ever, this perspective undergoes a dramatic transformation within the context of Tantric Buddhism. A distinct perception of the body with- in Tantra is intricately connected to a fundamental re-evaluation of the significance of dreams. Disordered dream content emerges from the consciousness (vijñāna), and dreams, particularly those that the dreamer is acutely conscious of and that lead to profound revelations, manifest solely through the engaged involvement of the body, which exerts an influence on the cognitive processes. As the body and its latent capacities become awakened, so do dreams – simultaneously, as the body assumes a central role in philosophical discussions and prac- 13 See Gavin Flood, The T antric Body (New York: Bloomsbury Publishing PLC, 2005). POLIGRAFI 16 tical methodologies, the dreaming of transformative dreams guiding toward nirvāṇa emerges. This process also brings forth the potential for comprehending these dreams. The “restoration” of the body and its inherent potentials within both the theoretical and practical realms of philosophical discourse, along with the simultaneous recognition of the remarkable capacities of dreams, has prompted a reassessment of the very notion of nirvāṇa. In contrast to the teachings of Theravāda Buddhism, which propose a gradual journey towards perfection over multiple lifetimes as the pathway to attaining the ultimate state of being, Tantric Buddhism presents an alternative perspective. Accord- ing to Tantric teachings, this supreme state can be realized within a single lifetime, irrespective of past karma. This notion was eloquently conveyed by the yogi Milarepa: it can be achieved in this very body, in the present life. 14 Hence, Tantric systems have been recognized as an expedited, yet simultaneously more precarious route, to nirvāṇa. This is because they unveil the latent mental and physical potentials within humans, possessing the profound ability to eliminate the negative re- percussions of previous actions and attain the loftiest philosophical insights. Tantric meditation practices within Buddhist eremitic tradition: the six dharmas This preliminary notion of the body and liberation, which first ger - minated within the Hindu Tantric systems, found a wholly unique manifestation within the spiritual landscapes of Buddhism through the endeavours of the Bengali mahāsiddha Tilopa (988–1069). Recog- nized within Buddhism as the first yogi to catalyse the tradition of ac- complished Tantric Buddhist masters achieving nirvāṇa within a single lifetime, Tilopa reimagined and implemented this concept. Drawing inspiration from early Theravāda, Mahāyāna and select Hindu Tantric doctrines, he established a framework of soteriological practices that continue to be embraced by yogis to this day, encompassing methods 14 This idea is expressed in several places in Milarepas hagiography (Heruka, The Life of Mi- larepa, especially in the tenth chapter). IN THAT VERY BODY, WITHIN THAT VERY DREAM 17 such as the practice of lucid dreaming. The methods, referred to as the six dharmas or six yogas (Skrt. ṣaḍdharma, Tib. chos drug), were imparted to Tilopa by enigmatic Tantric masters. 15 He meticulously structured these techniques into a comprehensive system, subsequently unveiling them to his disciple Naropa (1016–1100), who undertook the responsibility of transmitting them. Given that Tilopa’s teachings, akin to all Tantric doctrines, were regarded as clandestine wisdom, ac- cessible solely to a chosen few due to their intricate nature and the ear- lier mentioned exploration of uncharted psychophysical abilities that necessitated skilled mentorship for their proficient development, these teachings were safeguarded within the lineage of the original Buddhist yogis through oral transmission (Tib. snyan brgyud) from teacher to dis- ciple. 16 The entirety of this tradition continues to rely on this pattern of transmission in the present day. Consequently, the original teach- ings of Tilopa have endured in mere fragments, collectively known as Ṣaḍdharmopadeśa (“Instruction on the Six Teachings”). These frag- ments hold the esteemed status of being an authentic source within the lineage of Tantric techniques pursued by the mahāsiddhas. Naropa’s exposition on the six dharmas, slightly more extensive than Tilopa’s fragments, has also been preserved. Within the tradition, these teach- ings are recognized as the “Six Dharmas of Naropa” (Tib. na ro’i chos drug). 17 These texts have been the focus of extensive commentaries by Tantric masters, who have offered thorough interpretations of the 15 In most discussions of the meditation system, the term “six yogas” has been adopted. Both terms are used in this paper, with the term “dharma” referring to the teachings related to fragments and commentaries, and “yoga” referring to descriptions of the practical aspects of a particular technique. 16 The very nature of the doctrine is extremely complex and, as such, incomprehensible to most people; however, this method of preservation has also protected it from misinterpretation and distorted understanding. Applying theory to practice and verifying what one has learned within their own experience is the most important method of progressing towards liberation, since it is impossible to acquire ultimate insight through discursive knowledge conveyed in language alone. 17 It is noteworthy that while lesser-known than the renowned male figures, yoginī Niguma played a significant role in their propagation as well. Niguma is believed to have studied T antric practices alongside Naropa. Some accounts even suggest that she might have been his sister or ex-wife (for further details, refer to Nina Petek, Na pragu prebujenja. Svetovi sanj v budizmu [On the Threshold of Awakening: Worlds of Dreams in Buddhism] (Ljubljana: Beletrina, 2022), 273). POLIGRAFI 18 meditation techniques within the framework of Buddhist philosophy. They have also furnished these teachings with meticulous practical instructions. Naropa and the yoginī Niguma transmitted dharmas to their disciple Marpa Lotsawa (1012–1097), who became the initial Ti- betan proponent of the tradition. Marpa subsequently imparted these teachings to Milarepa (1052–1135), who, in turn, recognized Gam- popa (1079–1153) as the most fitting successor. Gampopa authored comprehensive commentaries on the six dharmas, which were initially compiled and published in 1520 as Dags po’i bka’ ‘bum (The Manifold Sayings of Dags po) 18 in xylograph print format. Furthermore, Gampopa skilfully amalgamated teachings and T antric practices into the monastic framework of the bka’ gdams pa (transliterated as kadam) lineage. This integration, in turn, shaped the monastic order of bka’ brgyud (translit- erated as kagyu), which absorbed the practices of the earlier yogis into its structure. Simultaneously, running alongside the monastic order, the tradition of self-contained eremitism persisted and remain vibrant even today in the Himalayan regions. Incorporating an unfettered form of eremitism within the monastic order has facilitated the conservation of the ancient secret practices of yogis. These practices were originally transmitted orally but eventually led to the creation of an array of com- mentaries and practical guidance for successive generations of yogis. In addition to the existing fragments of yogis’ writings and discourse on their practices, a wealth of hagiographies (Tib. rnam thar) exists. These hagiographies are composed of factual depictions of the lives, teach- ings and practices of hermits, offering invaluable insights into the con- cealed realms of this esoteric tradition. This genre of literature presents a unique perspective, akin to a portrait, capturing the spiritual evolu- tion within the life of a yogi who aspires toward nirvāṇa. Occasionally, the hagiographies resemble records of dream diaries, as they encompass a treasure trove of dream-related content encompassing diverse dream 18 The book is named after Gampopa, whose middle name was also Dakpö Lhaje (Ulrich Timme Kragh, Tibetan Yoga and Mysticism. A Textual Study of the Yogas of Nāropa and Medita- tion Mahāmudrā in the Medieval Tradition of Dags po (Tokyo: The International Institute of Buddhist Studies, 2015). IN THAT VERY BODY, WITHIN THAT VERY DREAM 19 encounters, techniques and experiences among yogis. 19 Namely the pur- suit for a guru was often shrouded in mystery – prior to disciples actu- ally encountering their teacher, they were often guided within the realm of dreams, ultimately leading them to the master. In their dreams, they also encountered significant teachers from the past, who imparted vital teachings to them. Therefore, the subsequent segment focusing on the conscious dreaming technique entails an examination of Tilopa’s fragments compiled as Ṣaḍdharmopadeśa, 20 along with chosen commentaries from Gampopa’s Dags po’i bka’ ‘bum, specifically the chapter Dags lha sgam po (abbreviated hereafter as DK.A.), 21 and findings derived from my own field research conducted within the Ladakh federal territory in the Indian Himalayas. This research was underpinned by various methods, including extensive and in-depth interviews with Ladakhi yogis and yoginīs. The six dharmas, encompassing an array of meditative psycho- physical practices, consist of the subsequent techniques: inner mys- tic heat (Skrt. cāṇḍālī, Tib. gtum mo), illusory body (Skrt. māyākāya, māyādeha, Tib. sgyu lus), dreams (Skrt. svapna, Tib. rmi lam), radiant light (Skrt. prabhāsvara, ābhāsvara Tib. ‘od gsal), intermediate state (Skrt. antarābhava, Tib. bar do) and transference (of consciousness) (Skrt. sa ṁkrānti, Tib. ‘pho ba). Each of these techniques embodies a dynamic synthesis of various Tantric elements, rooted in the concept of an intrinsic link between the body and the mind. Within each of these techniques, the subtle body, comprising the cakras and energy channels known as nāḍīs, which facilitate the flow of energies, assumes a highly significant role. Additionally, the incorporation of breathing techniques 19 See also Bulkeley, Dreaming in the World’s Religions, 100–107, and hagiographies of yogis: Tsang Nyön Heruka, The Life of Marpa the Translator. Seeing Accomplishes All, trans. the Na- landa T ranslation Committee under the direction of Chögyam T rungpa (Boulder: Prajñā Press, 1982), Fabrizio Torricelli and Ācārya Sangye T. Naga, trans., The Life of the Mahāsiddha Tilopa (New Delhi, Dharamsala: Library of Tibetan Works and Archives, 2003) and Jampa Macken- zie, Stewart, trans., The Life of Gampopa. The Incomparable Dharma Lord of Tibet (Ithaca, New York: Snow Lion Publications, 1995). 20 The paper draws upon a compilation of fragments as presented in Fabrizio Torricelli, “The Tibetan T ext on Tilopa’s Ṣaḍdharmopadeśa,” East and West 46, no. 1/2 (1996): 145–166. 21 The paper is based on Gampopa’s comments collected in Kragh, Tibetan Yoga and Mysticism. POLIGRAFI 20 Figure 3: Hermitage, where Ladakhi yogis practice various meditation techniques; the Leh area, Ladakh, India (Photo: Nina Petek) (prāṇāyāma), guru-dedicated prayers, visualizations and a spectrum of psychophysical methods are integral. These techniques find their ori - gins in the Hindu Tantric tradition and bear relation to the practices of haṭhayoga. The practices undertaken by yogis and yoginīs in solitude, following rigorous preliminary techniques and guided by their teachers, are structured hierarchically. This signifies that mastery of each succes - sive technique is contingent upon complete proficiency in the preced- ing one. Furthermore, familiarity with the other practices becomes in- dispensable for a comprehensive grasp of a particular technique. Thus, IN THAT VERY BODY, WITHIN THAT VERY DREAM 21 prior to examining the soteriological technique of dreaming, a concise overview will be provided for the two preceding practices: inner mystic heat (gtum mo) and illusory body (sgyu lus). Before dreaming: the techniques of inner heat and illusory body a) Yoga of mystic heat and other preliminary practices The practice of inner mystic heat serves to arouse the energies of the subtle body within the realm of the so-called gross physical body. The very essence of the practice is encapsulated in its name, gtum mo. Here, gtum conveys the notion of “heat”, while mo signifies “mother”. “Heat” symbolizes the fervour, the flame, the potency of ascetic endeavour that incinerates obstacles to enlightenment, such as patterns of wandering thoughts. “Mother” aptly portrays the role of this technique as the cor- Figure 4: Meditation cave in Saspol; Ladakh, India (Photo: Nina Petek) POLIGRAFI 22 nerstone, the quintessence, from which all ensuing practices emanate. Fervour and flame also symbolize the illuminating radiance that dispels darkness – namely, ignorance – ushering in enlightenment. Beyond the symbolic connotation, this practice effectively generates bodily heat within the yogi, a tangible manifestation of its impact. 22 Prior to com- mencing the inner mystic heat technique, the yogi should have received training in guruyoga (Skrt., Tib. bla ma’i rnal ‘byor) – the practice of venerating the guru – wherein one directs all thoughts towards their teacher. Additionally, proficiency in mahāmudrā, which entails medita- tion on emptiness, is also crucial. Some sources also mention deity yoga (Skrt. devatayoga, Tib. yid kyi dam tshig, contr. yidam), a practice akin to guruyoga, albeit centring on a specific deity. In this practice, medita- tion is paired with diverse visualizations of the chosen deity, aiming for a profound identification between the yogi and the deity. By immersing themselves in a visualization of the selected deity, the meditator establishes a deep connection, gradually adopting the deity’s identity and consequently, harnessing its associated powers. However, the practice of deity yoga requires prior initiation by a knowledgeable teacher or guru. During the initiation process, as observed in Hindu Tantra, the teacher embeds the deity within the individual’s body through mantra recitations. This significant act lends a sacred quality to the meditator’s physical form. In the ritual of initiation, mere approval from the teacher is insufficient; confirmation of initiation by the deity themselves is also required, often occurring within a dream. Instances have arisen where a deity, appearing in a dream, declines to initiate a disciple, signalling that his readiness for the process has not yet fully matured. Hence, dreams play an integral role within the initiation pro- cess, serving as either a fundamental component or the ultimate af- 22 In this manner, the technique’s spiritual objectives align with practical outcomes, a revela- tion I encountered through the yogis of Ladakh. In the contemporary tradition of Ladakhi her- mits, gtum mo belongs to the category of so-called winter techniques, meaning that it is prac- tised mostly in winter, as the production of heat in the body enables them to survive the harsh Himalayan winters. Simultaneously, the yogis’ practice is also collectively conducted within the parent gompa Hemis, the central monastery of the Drukpa Kagyu school in Ladakh. During winter, accompanied by the head yoga teacher, guru, and head lama of Hemis, they embark on a journey to Tso Moriri Lake in the bitterly cold eastern Ladakh region of Changthang, where temperatures plummet to as low as –25 degrees Celsius. IN THAT VERY BODY, WITHIN THAT VERY DREAM 23 firmation, marking the true commencement of the disciple’s spiritual journey. Within the realm of preliminary practices, the method of thought analysis holds significance. Here, the yogi engages in analysing the es- sence of thoughts, striving to perceive them in their authentic, bare state and devoid of any sense of permanence. Immediately prior to engaging in gtum mo, the yogi is required to undertake a sequence of preliminary physical exercises. Notably, within this sequence, the practice of breath- ing techniques (prāṇāyāma) and the visualization of sacred mantras, cakras, and nāḍīs assume vital roles (Tilopa [gtum mo 6–8]). The gtum mo technique is linked to the navel cakra, facilitating the equilibrium and flow of vital energies throughout the body (Tilopa [gtum mo 9]). This serves as the foundational cornerstone for all subsequent psycho- physical practices. 23 Consequently, the body becomes infused with the dynamic engage- ment of consciousness through visualization, eliciting responsive reac- 23 The technique is also related to karmamudrāyoga (Skrt., Tib. las kyi phyagrgya), which is based on sexual union with a partner or simply on the visualisation of this union, which stimu- lates the awakening of energies in the body and a feeling of bliss. Figure 5: Visualisation of Buddhist deities, a mural in the secret temple of Lukhang, Tibet, 17th century (Wikimedia Commons, public domain) POLIGRAFI 24 tions to these mental images and giving rise to a generation of inner warmth. The method of invigorating energy and warmth circulation within the body facilitates a revitalization of its latent potentials, con- currently serving to neutralize adverse karmic imprints like animosity, instincts, physical cravings and attachments. This paves the way for the emergence of a sensation of joy and compassion towards all sentient be- ings (Skrt. karuṇā, Tib. snying rje). Consequently, the outcome of the inner mystic heat technique is also referred to as the experience of bliss- ful warmth (Tib. bde drod). As per various sources, once the yogi attains complete mastery over the practice, they encounter shimmering effects before their eyes. Visions encompass smoke, flames, unclouded skies, radiant sun and moon beams, the harmonious convergence of the sun and moon, and even rainbows. 24 Following a fruitful technique session, 24 Herbert V. Guenther, trans., The Life and Teaching of Naropa (Massachusetts: Shambala 1999), 60. Figure 6: Yogis practising various meditation techniques; Milarepa (bottom left) practising gtu mo and the transference of consciousness; mural in the secret temple of Lukhang, Tibet, 17th century (Wikimedia Commons, public domain) IN THAT VERY BODY, WITHIN THAT VERY DREAM 25 the yogi engages once more in the practices of guruyoga and mahāmudrā. Mastery of the inner mystic heat yoga serves as a strong foundation for commencing the practice of the illusory body (Tib. sgyu lus). b) Illusory body yoga and meditation on the impermanence of phe- nomena Before embarking on the second phase of the Tantric soteriological system, the yogi is required to engage in supplementary preliminary practices rooted in Theravāda Buddhism. These practices include medi - tations on impermanence and mortality (such as maraṇasati and asu- bha bhāvana). This deepens the yogi’s grasp of the theoretical doctrine concerning the impermanent nature of all phenomena, highlighting that notions of autonomy and enduring permanence are but illusions stemming from the misperceptions of an unenlightened consciousness confined within dualistic thought patterns. This technique shares a pro - found connection with the Mahāyāna doctrine that underscores the illusory essence of both external phenomena and one’s individual exist- ence. It further aligns with the illusory quality attributed to dreams and the surreal nature of the bar do experience. In certain commentaries, the practice of dreaming is even recognized as an integral facet of the illusory body technique, for it serves to profoundly enhance the realiza- tion of the fleeting essence inherent in one’s psychophysical continuum and all phenomena within the world. Prior to engaging in this practice, the yogi assumes a meditation pos- ture and situates an object before them, one that serves as a reminder of their own body or reflects it, much like a mirror. Subsequently, the yogi begins audibly critiquing himself while attentively observing whether feelings of sorrow or ease arise. The objective of this practice is to attain a state of equanimity. Therefore, it should be diligently pursued until all emotions have ceased to exist. In doing so, the practitioner acknowl- edges the illusory nature of all emotions and proceeds to delve into the examination of other objects. In this process, the practitioner con- templates and engages in meditation on the dreamlike, illusory qual- ity of objects as they manifest in everyday perception (Tilopa [sgyu lus 16–18]). Furthermore, he focuses on exploring the nature of the twelve examples of illusion (Tilopa [sgyu lus 22]), which may involve scruti- POLIGRAFI 26 nizing phenomena like the structure of an echo or one’s own reflection in a mirror. 25 Consequently, by acknowledging the authentic essence of external phenomena, the yogi shifts his focus to his own body, com- prehending its composition along with the sensations of pleasure and discomforts that course through it. This realization leads to an under- standing of the impermanent nature that underpins all facets of his existence. Subsequently, the yogi initiates the visualization of his body transforming into the likeness of the selected deity’s form. This mental transformation is further intensified by positioning an image of the de- ity before him or aligning it in a manner that allows its reflection to ap- pear in the mirror placed in front. The latter practice embodies a form of deity yoga, wherein the yogi offers praises to the reflected image in the mirror and attentively monitors for any arising emotions. The absence of emotions signifies the attainment of practice’s perfection, as the yogi recognizes the emptiness inherent in all things, including his own body and the bodies of the deities. This marks the realization of the genuine essence underlying all illusory manifestations, namely the Buddha-na- ture or śūnyatā, while simultaneously initiating the profound explora- tion of the Mahāyāna Buddhist concept of the equivalence between saṃsāra and nirvāṇa. The practice culminates with the recontemplation of illusions (Tib. sgyu ma maya) while in a seated meditation posture. 26 25 This technique, as evidenced in the Tilopa fragments (Tilopa [sgyu lus 19–20]) (Torricelli, “The Tibetan T ext on Tilopa’s Ṣaḍdharmopadeśa.”), is performed using a mirror and the image of the deity Vajrasattva. It is practiced in this way by Ladakhi yogis even today, using a bowl of water and placing the image of Vajrasattva so that it is projected onto the surface of the water in the bowl through a mirror. Then yogi begins to meditate on the image in the water until he realises that the nature of this image is identical with all that has been created, through which he identifies with it. 26 Yoga of the illusory body is extremely important for all subsequent practices, including bar do and yoga of the transmission of consciousness, because it enables yogis to direct conscious- ness towards enlightenment, nirvāṇa, and thus to escape rebirth in saṃsāra. Moreover, at the time of death, the separation of the subtle body from the gross body is easily accomplished due to training in the practice of the illusory body, while during the lifetime of yogis, the latter separation is deepened in dreams. IN THAT VERY BODY, WITHIN THAT VERY DREAM 27 The soteriological method of dreaming: awakening the veiled waking consciousness within the realm of dreams The intricate soteriological technique of dreaming (Tib. rmi lam), involving purposeful and conscious engagement within the dream state, relies on the method of identifying dreams as dreams. This involves closely observing dream images, exerting influence over their narrative, and sustaining the awareness that they are mere manifestations of the dream realm. Through this process, the dreamer gains profound and immediate insight into the illusory essence of all dream phenomena. This understanding is then carried over to the state of wakefulness upon awakening. 27 In conjunction with the succinctly introduced role of the body, which, when appropriately nurtured, impacts the dynamics of conscious dreaming, the theoretical, philosophical and practical dimen- sions of the dreaming technique are rooted in the teachings of a promi- nent Mahāyāna Buddhist tradition. Specifically, these principles draw upon the philosophical framework of the yogācāra school, particularly Vasubandhu’s elucidation of the nature of consciousness (vijñāna). Cer- tain concepts from this school will be introduced as we delve into the analysis of the four stages encompassing the lucid dreaming process. The progression of dreaming encompasses three distinct phases: (1) slumber (Skrt. nidrā, Tib. gnyid), (2) dream (Skrt. svapna, Tib. rmi lam), and meditative immersion within the dream (Skrt. samāpatti, Tib. snyoms ‘jug), comprising four stages, and ultimately, (3) awaken- ing from the dream (Skrt. prākrta, Tib. tha mal). The onset of lucid dreaming and the capacity to introspect within dreams, as highlighted earlier, necessitate sufficient sleep and the establishment of conducive conditions for it. This, in turn, demands a rigorous and unavoidable preliminary regimen. Consequently, prior to delving into the examina- tion of the four phases of the dreaming technique, a concise overview of the “pre-dreaming training” is presented. 27 Even in regular dreaming, it is often the case that we suddenly experience a flash of lucidity at the centre of a dream, i.e. we become aware that we are dreaming, but this is not a matter of being trained in the control of our own dreams; the practice of lucid dreaming is an extremely complex technique, linked to other meditation techniques. POLIGRAFI 28 Adequate sleep and preliminary “dream training” The notion of surpassing chaotic dreams, leading to the emergence of lucid dreams, as underscored in fragments attributed to Naropa, was subsequently continued in the evolution of the tradition. This develop- ment was accompanied by a series of guidelines outlining the prepara- tions for sleep. 28 The importance of preparing for sleep has been em- phasized in Gampopa’s writings and numerous other commentaries. Provided below is a succinct summary of certain instructions sourced from Gampopa’s commentaries (Tib. Dags po’i bka’ ‘bum) as well as insights shared by Ladakhi yogis who persistently adhere to these guide- lines in the contemporary era. a) Waking up a subtle body before dreaming Prior to commencing the lucid dreaming technique, ensuring a rest- ful night’s sleep holds paramount importance. The duration of sleep should not be excessively prolonged; instead, it is advisable to incor- porate several shorter intervals of slumber. A significant portion of the discourse surrounding this topic also delves into the inquiry of which segment of the night is most conducive for facilitating a fruitful dream process. If a yogi does not experience issues related to fatigue or sleep troubles, he has the flexibility to engage in the practice at any point during the night. However, if such challenges are present, the optimal time is during the period between dawn and sunrise. This interval is characterized by a well-rested body, a clear mind, and complete diges- tion of consumed food. Yogis are advised to opt for a tranquil and iso- lated sleeping environment. Aside from considering the external factors of timing and location, the crux of a prosperous dreaming technique lies in the preparations for dreaming. These preparations are most ef- fectively conducted during the daytime or in the moments preceding sleep. Before going to sleep, yogis ought to strengthen their devotion to their teacher, avoid heavy meals, embrace solitude and maintain a keen 28 In his commentary, Tsongkhapa calls the preparation for sleep “the clear light of sleep yoga”; see Glenn H. Mullin, The Practice of the Six Yogas of Naropa (Ithaca, New York: Shambala Publications, Snow Lion Publications, 2006), 138. IN THAT VERY BODY, WITHIN THAT VERY DREAM 29 awareness of all sensations and thoughts. This involves meticulously ob- serving everything perceived in the waking state, encompassing sights, sounds, sensations and scents. Such attentiveness augments the likeli- hood of being able to discern dream images more distinctly during the night. This underscores the continuity between perceiving images in the waking state and within dreams. Subsequently, they ready themselves for slumber by reclining on their right side and reaffirming the purpose of the impending sleep: to endeavour to discern the dream with utmost clarity during the dream process. Following that, they envision a five- petaled lotus within the throat cakra region, centring their attention on these five petals containing the sacred syllables of a luminous mantra. They gradually shift their focus from one syllable to the next in a de- liberate manner. During the visualization practice, they concurrently engage in breathing techniques (prāṇāyāma), sourced from the Hindu haṭhayoga tradition, focusing in particular on holding the breath for as long as possible. By means of controlled breathing, they direct the body’s energies towards the throat cakra, thereby establishing a stable foundation for the practice of lucid dreaming. Dreams are intricately tied to the throat cakra, and the dream experience materializes through the skilful manipulation of energy, a technique interwoven with the concept of the subtle body as mentioned earlier. As they transition into slumber, yogis envision a sphere of white light (Tib. thig le) positioned between their eyebrows. 29 This concluding practice at the threshold of wakefulness facilitates a gentle descent into light sleep and aids in the evolution of typical dreams into lucid dreams – those in which they possess a distinct awareness of the dream nature. Upon entering sleep, they remain poised for dreams to unfold, and as the dreams commence, they meticulously acknowledge each and every image that materializes. If yogis encounter difficulties with this technique, they are advised to thoroughly analyse the underlying reasons while awake. Subsequently, they can either reattempt the process, or engage in additional prepara- tion for the practice. Various challenges and hindrances (Tib. bar chad, Skrt. antarāya) often manifest for adept yogis engaged in diverse prac- tices, originating from a multitude of factors. 29 Segment DK.A.Tsa.4, in: Kragh, Tibetan Yoga and Mysticism, 383. POLIGRAFI 30 b) A few more obstacles in the dreaming process Outlined below are succinct descriptions of some of the more preva- lent hindrances. Fatigue results in profound, unbroken sleep, impairing dream recall, while the lack of drowsiness poses an even more preva- lent challenge. In such instances, yogis can choose to visualize either a luminous red oṃ syllable, radiating throughout the expansive throat cakra region, or a gentle, softly glowing white sphere, approximately the size of a thumb, positioned between their eyebrows within the crown cakra area. Through this approach, yogis induce a state of drowsiness, causing their consciousness to blend with the luminosity, and gradu- ally descend into the realm of dreams. While doing so, the emphasis on the luminosity should not be overly intense, as it could potentially divert their attention away from slumber. When faced with challenges in recollecting dreams, they should maintain wakefulness by closely ob- serving their immediate surroundings. They should envision that all the elements of their surroundings are akin to those in a dream. Afterward, they can endeavour to return to sleep. Another frequent issue is the lack of dreams, for which the same techniques as those suggested for difficulties with sleep and absence of drowsiness are recommended. If, despite practicing the exercises, a yogi still cannot recall the dream or fails to distinctly recognize the dream images, he should retreat into profound solitude. Engaging in activities such as jumping, dancing or running while exclaiming “This is a dream, this is a dream!” at the high- est volume possible can also be employed as an approach. 30 The yogi can also venture to a place that invokes fear or danger, such as the brink of a precipice, gaze into the abyss and affirm to himself that everything before him is merely a dream. As he prepares for sleep, he should emphatically affirm that this time he will achieve success, expe- riencing lucid dreams wherein he recognizes every detail of the content. Even for those who, despite undergoing such additional training, strug- gle to identify the dream, there remains a remedy. They should cultivate a sense of humility. 31 Moreover, a solution exists even for those facing such challenges: they should devote themselves to daily prayers direct- 30 Segment DK.A.Tsha.9, in: Kragh, Tibetan Yoga and Mysticism, 394. 31 Segment DK.A.Tsha.9, in: Kragh, Tibetan Yoga and Mysticism, 394. IN THAT VERY BODY, WITHIN THAT VERY DREAM 31 ed towards their teacher and the Buddha. Following this, within the throat cakra region, they can visualize sharp blades slicing their body into fragments. Subsequently, in their mind, they offer these pieces as a sacrifice to the Buddha and all sentient beings. This is followed by the mahāmudrā practice. Additional instances of challenges are also detailed in the com- mentaries. For example, if a yogi experiences bliss within lucid dreams but becomes entangled in attachment, giving rise to emotions, this situation can turn “the whole practice into a saṃsāric affair”. 32 In this context, failure arises as he is unable to achieve an experience of emptiness due to his emotional entwinement. When confronted with such challenges, the yogi should place both hands over their eyes and gently turn them upward, while simultaneously easing the mind’s tur- moil by directing attention towards the heart cakra. This technique is meant to induce a robust sensation of both bliss and emptiness on a physical level. When merged with the concurrent practice of the illu- sory body technique, it culminates in a heightened comprehension of 32 Segment DKA.Tsha.9, in: Kragh, Tibetan Yoga and Mysticism, 395. Figure 7: Yogi jumps and screams: “This is a dream, this is a dream!”; mural in the secret temple of Lukhang, Tibet, 17th century (Wikimedia Commons, public domain) POLIGRAFI 32 all phenomena as manifestations akin to dreams, originating from con- sciousness (vijñāna), as frequently elucidated in Vasubandhu’s teach- ings concerning consciousness (e.g. Vimśatikāvijñaptimātratāsiddhi 16, 17). Through this process, the yogi also transcends various forms of at- tachment and fear, encompassing even the apprehensions of practice failure and the consequent cycle of rebirth in saṃsāra. T o further dispel this type of fear, he should repeatedly remind himself of the concept of the equivalence between saṃsāra and nirvāṇa, a theme found in numer- ous Mahāyāna Buddhist sūtras, and frequently emphasized within the madhyamaka school (as seen in Nāgārjuna’s Mūlamadhyamakakārikā, XXV. Nirvāṇaparīkṣā). 33 Nirvāṇa is equal to saṃsāra as perceived by Siddhārtha Gautama and innumerable other buddhas. Insight into their equality is a redemptive revelation and a novel mode of existence within saṃsāra. Hence, within the perspective of the enlightened, the world assumes a different guise. What is regarded as fiction by ordinary 33 The doctrine of emptiness in Mahāyāna Buddhism had implications for the very concept of saṃsāra and nirvāṇa. In Mahāyāna Buddhism, nirvāṇa does not mean ontological transcen- dence as it was conceived in Theravāda Buddhism, namely as the thirty-second stage of reality, which is absolutely beyond all saṃsāric realms (although it was neither spatially nor tempo- rally defined, but was defined as beyond). There is no ontological difference between saṃsāra and nirvāṇa, because nirvāṇa is not a transcendence, a supreme state beyond saṃsāra, but an infinite linearity, an immanence, without any trace of anything metaphysical. All the transcen- dence we are so diligently seeking is already here, in front of us. The radical transformation of ways of perceiving the world has also had consequences for the validity of metaphysical truths; metaphysics thus becomes a fictional, delusional construct. With Buddhis Mahāyāna nirvāṇa thus “loses” its transcendent character and becomes immanent. It is present in everything, om- nipresent in saṃsāra as a latent potential; we all carry within us our potential nirvāṇa, which is only awakened at the moment of enlightenment. The shift from saṃsāra to nirvāṇa is therefore merely an epistemological shift, not an ontological one; it is a shift in the way the world is perceived, an awakening to emptiness. Everything is actually the same, remaining as it was, but at the same time so radically different – through the glasses of emptiness. Nirvāṇa is simply the realisation that saṃsāra is empty, accompanied by a feeling of bliss. The difference between saṃsāra and nirvāṇa, from the conventional, empirical point of view (saṃvṛtisatya), is merely this: to be in saṃsāra, i.e. to be involved in the mechanism of rebirth and death, is to see the world as a collection of separate and autonomous entities that are solid, unchanging, whereas to be in nirvāṇa is to see things as impermanent and empty. When an individual perceives the emptiness of saṃsāra instead of its fullness (in the sense of substantiality, solidity, imperma- nence), saṃsāra, in this sense the whole phenomenal world, is transformed into nirvāṇa, which in turn also takes the individual out of saṃsāra as a cycle of birth and death, fuelled by igno- rance, in which both the epistemological and the ontological aspects are intimately intertwined (Petek, Na pragu prebujenja, 164). IN THAT VERY BODY, WITHIN THAT VERY DREAM 33 individuals takes on the mantle of reality, while the reality perceived through conventional modes of cognition assumes the semblance of fiction. Conversely, this has also impacted the preconceived under- standing of the connection between dreams and wakefulness. The il- lusory frameworks that shape both states are fashioned by the same, as Vasubandhu terms it, a “magic wand of consciousness” (as evidenced in his treatise the Trisvabhāvanirdeśa). This explains why wakefulness does not inherently possess a superior epistemological status compared to dreams. Within the eremitic tradition of Buddhism, this correlation is elevated to the point where dreams, due to their heightened ability to dissolve discursive thought patterns compared to wakefulness, are ascribed a greater soteriological significance than mental processes oc- curring in the awakened state. The internalization of the concept of the ontological equivalence between saṃsāra and nirvāṇa holds paramount importance in surmounting the fear of death, a fear that is further at- tenuated through the practice of conscious dreaming. An issue frequently highlighted by commentators and yogis them- selves is the occurrence of premature awakening from dreams. The yogi might wake up just as they commence observing the dream images. For instance, if awakened during the night, they should re- frain from opening their eyes. Instead, with unwavering resolve, they should re-enter their dream realm, resolute that on the next occasion, they will not abruptly awaken from their dreams. When waking up in the morning, they should look closely at the reasons why they woke up too early – which can include external circumstances such as noise, heat or cold, too heavy clothes, etc. – and do their best to eliminate them the next time they go to sleep. With every awaken- ing, it is essential for them to contemplate the essence of their dreams and whether they have effectively recognized them. Throughout the day, they should fortify their conscious intent to distinctly identify the images within their dreams. Additional concerns pertain to the manifestation of fragmented and disorderly dream images, stemming from the aggregation of distorted mental contents engendered by consciousness during wakefulness. The yogi overcomes these by en- gaging in breathing exercises and maintaining a resolute commitment to lucid dreaming. POLIGRAFI 34 Apart from the resolute conscious determination, the practice of the yoga of radiant light plays a vital role in fostering the occurrence of lucid dreams. While described in the Tilopa and Naropa fragments as a practice conducted subsequent to the dreaming technique, the no- tion of its utility as a prelude to the actual dream practice is also indi- cated in numerous commentaries. Prior to contemplating the dream during wakefulness, yogis should exert themselves to “seize the radi- ance” (Tib. ‘od gsal zin par bya), 34 subsequently directing their atten- tion towards visualizing the five syllables within the heart cakra. This method is also recognized as the “mahāmudrā practice for the dream state” (Tib. phyag rgya chen po rmi lam du bsgom pa). 35 Hence, it is typically practiced before sleep, often while lying down. During this time, yogis centre their focus on envisioning the sacred syllable hūṃ within the heart cakra. This syllable radiates a powerful light, and they shift their attention sequentially from one syllable to the next. Through 34 Segment DK.A.Pa.8, in: Kragh, Tibetan Yoga and Mysticism, 353. 35 Segment DK.A.Pa.8, in: Kragh, Tibetan Yoga and Mysticism, 353. Figure 8: A yogi practising breathing techniques; mural in the secret temple of Lukhang, Tibet, 17th century (Wikimedia Commons, public domain) IN THAT VERY BODY, WITHIN THAT VERY DREAM 35 the consistent application of this technique, yogis are poised to swiftly transition into a dream state. The practice of radiant light yoga aids in intensifying the clarity within dreams and concurrently sustains a heightened awareness even during profound sleep. Furthermore, upon waking, their thoughts remain impeccably lucid. If they awake during the darkness, their surroundings become vividly apparent, and the rec- ollection of their dreams remains distinct. The four stages of dream yoga The efficacy of the lucid dreaming technique is hence contingent upon the preliminary groundwork delineated earlier. The actual prac- tice of lucid dreaming encompasses four distinct stages. The initial stage involves recognizing the dream, often termed as “capturing, seizing the dream” (Tib. rmi lam bzung ba). In this phase, yogis be- come aware that they are within a dream and maintain consciousness throughout the dream sequence. The second stage encompasses the creation of dream images and the acknowledgment of their illusory essence (Tib. rmi lam yongs su sbyang ba). The third stage pertains to comprehending the illusory character of dreams (Tib. rmi lam sgyu mar shes par bya ba), while the fourth stage involves contemplating the authentic nature of dreams (Tib. rmi lam gyi de kho na nyid bsgom pa). The concluding stage entails awakening into wakefulness, where- in the yogis, leveraging a sophisticated dream technique, perceive this state through an entirely distinct lens, viewing it “with the glasses of the emptiness” experienced within the dream. a) Capturing the dream The initial stage of the dream process involves the distinct recogni- tion of the dream as being just a dream. Yogis immerse themselves with- in their own dream realm, akin to veiling dream images like images on a screen. Through this process, they come to recognize themselves as both the dream’s creator, originating from their consciousness (vijñāna), and as an observer of the dream’s contents simultaneously. This aspect is also mirrored in the fragments attributed to Tilopa: POLIGRAFI 36 When you recognize dreams as dreams, you always attend (bhāvanā) to [their] deep sense. Tilopa [rmi lam 25–26] 36 The following part of the fragment already alludes to the second stage of the technique, which involves attentively deciphering the sig- nificance of dreams and delving into their contents. b) Mastery in recognising the illusory nature of dreams This stage of deepening lucid dreaming is also referred to as dream purification, as its essence lies in intensifying the recognition that all dream images are indeed illusory. To grasp this technique, it is worth- while at this point to briefly delve into the doctrine of consciousness, the origin of all mental contents in both wakefulness and dreams, as well as the birthplace of liberation. - The nature of (dream) consciousness Vasubandhu (320–380), one of the main exponents of the yogācāra school, specifically dedicated his efforts to deliberations concerning the diverse manifestations of consciousness (vijñāna). The fundamental philosophical foundation of the school is the doctrine of “consciousness only” (vijñaptimātratā), signifying that everything we perceive, wheth- er in the external realm or within our own inner self, originates from consciousness and its cognitive processes. Hence, there exists solely the reality of consciousness, and objects outside of consciousness lack in- dependent existence from it. It is essential to underscore that the doc- trine of consciousness alone does not negate the presence of the external world; rather, it implies that the encounter with objects in daily experi- ence is essentially a creation of consciousness. This concept emphasizes that the phenomenal world does not exist in the manner it perceives itself. The apprehension of conscious phenomena hinges upon the cir- cumstances of its “storehouse consciousness” (ālayavijñāna), a reservoir of imprints amassed across all preceding lifetimes. These imprints carry forward into subsequent existences and, under specific circumstances, 36 All translations of the Tilopa fragments from Tibetan into English are given in Torricelli, “The Tibetan T ext on Tilopa’s Ṣaḍdharmopadeśa,” 145–166. IN THAT VERY BODY, WITHIN THAT VERY DREAM 37 mature or trigger in the subsequent life, shaping mental contents. This establishes a connection between the past, present, and future within the realm of human experience. Serving as the foundation for mental processes, it holds the residues of the past that influence the present, thus shaping the future. Concurrently, it acts as the repository of con- sciousness and the birthplace of dreams. Vasubandhu characterizes the objects within the phenomenal world, as perceived by consciousness, as illusions (Vimśatikāvijñaptimātratā- siddhi 1). He further elucidates the origin of all mental representations that arise in both waking and dreaming states through the doctrine of the evolution of consciousness known as vijñānapariṇāma. The term pariṇāma signifies progression and transformation, denoting a de- parture from the prior state. It pertains to the inherent character of consciousness, a concept discernible within Abhidhamma Buddhism, wherein consciousness is conceived as an array of fleeting occurrences that shift from one moment to the next. Consciousness is not a static and immutable entity; rather, it emerges anew in every moment and si- multaneously varies in each instance, carrying latent imprints from its preceding states. This unceasing stream of transformation embodies its essential ontological essence through interaction with the senses and the external world, consciousness constructs representations that en- compass dream content. This content emerges from karmic imprints stored within the storehouse consciousness, interwoven with the im- pressions from waking experiences, all amassed within the same store- house. 37 Vasubandhu elucidates the essence of consciousness by draw- ing upon the trisvabhāva doctrine, which outlines the three facets of consciousness’ nature. In its typical, unillumined state, consciousness embodies conceptualization (parikalpitasvabhāva), denoting an ima- ginative quality. This conceptualization serves as the foundation for 37 The storehouse of consciousness could be compared to Carl Jung’s concept of the collective unconscious, a place where various memory traces and archetypes are stored, but ālayavijñāna only includes the personal unconscious, as it is merely a collection of one’s past karmic history and varies from person to person. What is universal, according to the teachings of Buddhism, is that which arises from the accumulated traces in the storehouse of consciousness, i.e. ignorance, which causes suffering; therefore, the main technique of human meditation efforts is to purify the storehouse of past impressions. POLIGRAFI 38 its dualistic thought patterns, fostering a divide between itself and the external realm. Consequently, consciousness perceives objects as au- tonomously real, while concurrently sensing its own distinctness from the rest of existence. The second alteration in consciousness, known as paratantrasvabhāva, surpasses the deceptive notions of objects existing autonomously. It emerges from perceiving the interconnectedness of phenomena that unfold within consciousness. This understanding ac- knowledges the causal relationships between mental constructs and also recognizes the seamless continuum between mental experiences in both wakefulness and the dream state. In the same manner that waking consciousness engages with the world based on its karmic potentials and the stored predispositions within the storehouse consciousness, dream consciousness follows suit, as there exists a seamless connection between these two states. Negative karma also extends its reach into dreams, mirroring the ethical condi- tion of the dreamer. These adverse effects are encapsulated by the term upaghātava, which can also be understood as a seminal outpouring within a dream triggered by encountering an unreal dream image. In line with Buddhist philosophy, encountering such an occurrence within a dream is construed as a manifestation of negative moral disposition, characterized by intense emotions, and carried over from the waking life into the realm of dreams. Suffering is engendered by conscious- ness itself through its representations, and it is in alignment with this process that individuals make choices, consequently finding themselves situated within a particular realm of reality. Vasubandhu asserts that the perception of an object can emerge even in the absence of an actual external object (Vimśatikāvijñaptimātratāsiddhi 16). He draws a com- parison to dreams – just as in dreams, a phenomenon materializes be- fore us for a brief moment and then vanishes, similarly, such transience can occur with an object in the waking state. The fleeting essence of the object causes its dissolution, yet its imprint persists within conscious- ness. Even amidst diverse circumstances, an individual can continue to envision its presence. Instances of perception without actual objects encompass a range of dream visions, encounters, and journeys. The third transformation of consciousness, pariniṣpannasvabhāva (“perfected nature”), represents a state of consciousness that unveils its IN THAT VERY BODY, WITHIN THAT VERY DREAM 39 inherent dynamics, beholding both the world and itself in their genu- ine form – emptiness. When dissecting the dynamic framework of consciousness, Vasu- bandhu employs several analogies that draw parallels between wake- fulness and dreams, as well as the objects we perceive within each of these states. In its typical condition, consciousness engages in percep- tion through the lens of impressions and memory, unaware that these do not truly reflect reality; much like a dreamer in an ordinary dream remains oblivious to the fact that the images witnessed are mere illusions (Vimśatikāvijñaptimātratāsiddhi 17). One comes to recognize this upon awakening, drawing an analogy between two forms of enlightenment – just as a dreamer emerges from slumber and comprehends that the images were mere phantasms, born of their dream-consciousness, similarly, in wakefulness, by engaging in meditative practice, they awaken from their misconceptions and apprehend that all representations are simply products of their consciousness. According to the teachings of Tantric Buddhism, however, consciousness can solely attain its ultimate and genuine modifi- cation (pariniṣpannasvabhāva), namely its emptiness, within dreams, sub- sequently transferring these insights into the realm of wakefulness. - The creative activity of consciousness Prior to reaching the ultimate stage, which involves the conclusive transformation of consciousness and the subsequent transference of insights into wakefulness, yogis assess the potency of their boundless consciousness through testing within dreams. 38 Through the diligent practice of inner heat and illusory body techniques, they attain com- plete mastery over their consciousness, preventing them from generat- ing dream images based on accumulated impressions. The latter could be defined as a technique of managing or controlling one’s own dream process. Ordinary dreamers, or those who remain in the first, clouded modification of their own consciousness, cannot choose what to dream about or change the content of their dreams, but merely indulge in 38 Vasubandhu illustrates the potent power of consciousness with the example of the story from Rāmāyaṇa about ṛṣi, the seer who burnt down a forest by sheer force of his conscious- ness (GRETIL, “Viṃśatikākārikā,” accessed July 22, 2023, http://gretil.sub.uni-goettingen.de/ gretil/corpustei/transformations/html/sa_viMzatikAkArikA.htm, 20). POLIGRAFI 40 watching what is conjured up on the night-screen, with no possibility of getting up, turning off the screen and leaving the “bad film” behind, while yogis’ training in Tantric techniques enables them to do extreme things in their dreams that are not possible in the waking state. As an il- lustration, if a yogi dreams of water, he possesses the capacity to wilfully transmute it into fire; if his dream entails something diminutive, he can morph it into something substantial, or even replicate a single entity into an infinite multitude. This technique relies on delving into the dynamic framework of consciousness that gives rise to dream imagery and the associated emotions. It entails a meticulous examination of the emergence and dissipation of dream constructs, allowing yogis to per- ceive that all dream manifestations are illusory and devoid of inherent substance. Consequently, this practice helps yogis transcend attachment to these manifestations. This technique is also known as “illusory dream actions” and, as yogis of Ladakh taught me, encompasses two categories: mundane and supra- mundane acts. In the mundane aspect, yogis are capable of engaging in ordinary tasks, visiting commonplace locations or executing actions within a dream that remain beyond reach in waking life. For instance, they can journey to revered terrains or transfigure diverse entities, includ- ing themselves, into different forms. This practice facilitates the insight that the constituents of the dream realm lack autonomous existence, as they are intricately interwoven, each imbued with the quality of empti- ness. The technique of controlling one’s dream process encompasses the act of imbuing dreams with a specific reality from within the dream itself. This entails a deliberate choice within the dream to embark on journeys to uncharted domains – traversing detailed landscapes, such as a voyage around the world or venturing into celestial realms. In these ethereal expanses, one engages in conversations with deities, absorbing their teachings and counsel, while experiencing an overflow of bliss and an ecstatic quiver throughout the body. Moreover, they have the ability to journey to diverse Buddha’s realms, where the dream- er frequently assumes the guise of a Buddha. 39 Gampopa’s commentary, 39 Projection of dreams into the realms of celestial or Buddha’s realities is a common tech- nique used by many yogis as well as lamas; for example, Lama Wonton Kyergangwa projected IN THAT VERY BODY, WITHIN THAT VERY DREAM 41 along with the accounts of Ladakhi yogis, narrates dream voyages to Amitābha’s Pure Land. Here, trees bedecked in gold grace the land- scape, rivers exude intoxicating fragrances as they flow, and a cascade of himself in a dream into the reality of Guru Padmasambhava, where he received the teachings of Hayagrīvatantra (Skrt., Tib. tam drin). Figure 9: Yogi Darikapa (9th century) flying in his dream (Wikimedia Commons, public domain) POLIGRAFI 42 flowers and lotuses shower down, radiating exquisite luminance. With- in this realm, the dreamer offers homage and attunes to the Buddha’s prayers. Within such dreams, it is imperative for the yogi to recognize that all these celestial dimensions are akin to illusions, akin to rainbows or the moon’s reflection upon water. This recognition further reinforces the concept of the equanimity between saṃsāra and nirvāṇa. Another significant method employed for what are often referred to as dream journeys and encounters with Buddhas is the practice of visualization. Prior to engaging in the actual gtum mo technique, yogis undergo training in the following visualization approach: The seed-syllables (bīja) of the five families (pañcatathāgatagotra), are [taken as visualisation] supports (ālambana). Then, [in sleep] the buddha-fields (buddhakṣetra) and the buddhas will be seen. Tilopa [rmi lam 28–30] Yet another prevalent method involves the metamorphosis of yogis into maṇḍala deities, characterized by distinct body hues and numer- ous limbs. This practice is preceded by preliminary visualizations of a maṇḍala that portrays the entire universe, centred on Mount Meru. Consequently, within a dream, through deliberate intent and con- scious manipulation, yogis have the ability to transmute themselves into various forms: a bird, a lion, a king, a house, a mountain, even a Buddha, altering the scale of these images. They can soar through the sky, bound onto the moon or sun, or plunge into a profound abyss without sustaining harm. They can summon the sun or the moon to the earth with a single step, traverse through flames unscathed, explore profound depths and expand their presence across the entire expanse of the universe. - Illusory body yoga and dream body The effectiveness of mastering the technique of executing illusory actions within dreams is shaped not solely by visualization, but also by the practice of the illusory body yoga. This facet involves altering one’s own dream body, thereby enhancing the perception of the transient nature of the psychophysical continuum, alongside recognition of the impermanence inherent in all phenomena. For instance, this practice IN THAT VERY BODY, WITHIN THAT VERY DREAM 43 entails the ability to purposefully transform external objects, like trans- muting water into fire, earth into the moon, or even converting a bird into a tiger. The yoga of the illusory body constitutes an essential com- ponent within this overall practice. The practice of acknowledging the ever-changing nature of both entities and oneself, the perpetual process of emergence and transformation, holds significance not only during life but also during the dying process and the intermediate state of bar do. 40 Hence, the illusory body technique and dream practice comple- ment one another, synergistically guiding towards the transcendence of discursive thinking and dispelling the myriad of illusions that stem from it. The capacity to embark on these journeys is intertwined with the unique and refined dream body that yogis assume, effectively disen- gaging from the gross physical form. In this context, the physical tech- niques for awakening dormant energies hold a significant role, aiding in this separation process. It is important to highlight the distinction between typical dreams originating in the unawaken, “gross” body of an ordinary dreamer, and those stemming from the deliberate manipu- lation of energies within the subtle body. In the latter case, the subtle body undergoes transformation within the dream itself, resulting in a nuanced dream experience. The subtle dream body similarly becomes evident in the bar do state, drawing parallels to the shamanistic con- cept of a dream soul disentangling itself from the material realm to manifest remarkable phenomena. This notion finds resonance, for in - stance, in the Bṛhadāraṇyakopaniṣad (4.3.11), emphasizing that during a dream, an individual momentarily departs the physical form to adopt the dream body, enabling the soul to forge a dream realm distinct from the material entities within the phenomenal world. The cultivation of diverse supernatural abilities and the prac- tice of dream journeys serve to fortify the recognition of dreams’ il- lusory essence. Ultimately, these endeavours aim to culminate in their cessation, ushering in the dissolution of all conceptual con- structs. This transformative process leads to the transition of con- 40 The recognition of the four emptinesses is also crucial, whereupon the consciousness of the fourth emptiness projects the illusory body into the maṇḍala, after which there is the disappear- ance of both the dreamer, the Buddha, and the maṇḍala. POLIGRAFI 44 ceptual modification parikalpitasvabhāva into vijñāna’s pristine state (pariniṣpannasvabhāva), 41 marking the culmination of the dreaming journey. c) Awareness of the illusory nature of dreams Upon mastering the aforementioned techniques, yogis advance to the third stage of acknowledging and deepening the understanding of the illusory nature of dreams. This phase encompasses meditation that perceives all phenomena as enchanting illusions and dreams (Skrt. svapnamāyopamā, Tib. rmi lam sgyu ma lta bu). This practice is also called training in māyā (Skrt., Tib. bslab pa), i.e. illusion, the most im- portant part of which is the practice of overcoming any kind of fear. 42 A method to further enhance this practice involves the induction of unsettling dreams, wherein yogis must discern the dream’s true nature 41 See for instance »Vasubandhu: Trisvabhāvanirdeśa« (GRETIL, accessed July 22, 2023, https://gretil.sub.uni-goettingen.de/gretil/corpustei/transformations/html/sa_vasubandhu- trisvabhAvanirdeza.htm). 42 It is therefore also referred to as the recognition of illusion and the overcoming of fear (Tib. sgyu mar bying gyis brlab cing yang ba spang ba), Segment DK.A.Pa.9, in: Kragh, Tibetan Yoga and Mysticism, 354. Figure 10: A subtle, illusory and dream body; mural in the secret temple of Lukhang, Tibet, 17th century (Wikimedia Commons, public domain) IN THAT VERY BODY, WITHIN THAT VERY DREAM 45 as a mere illusion. This process serves to intensify the realization of the dream’s illusory essence. This method primarily revolves around gen- erating deliberate actions within the dream to assess one’s adeptness in surmounting fear. For instance, deliberately engaging in unsettling acts within the dream, confronting formidable entities, walking into flames or descending into an abyss, all while maintaining the awareness that these events have not genuinely transpired. Through this process, yogis arrive at the realization that dreams remain mere illusions, dispelling the necessity for fear, as everything within them is a product of imagi- nation. Whenever a thought emerges within the dream, suggesting that the dream’s authenticity might be plausible – such as when fear takes hold of a yogi – he should promptly examine the fear’s essence within the dream context itself. This process leads them to reaffirm that the cause of the fear is completely void of reality, rendering all apprehen- sions redundant. Hence, yogis maintain a distinct awareness within the dream itself, acknowledging that they cannot be scorched by the fire, carried away by a flood or torn apart by a dog. 43 This form of dream- guidance, underscoring the illusory essence of both dreams and waking experiences, ultimately fosters an understanding of the inherent non- existence of the substantial nature within all existence. Yogis compre- hend that dreams constitute nothing more than a deceptive and illusory manifestation of consciousness (parikalpitasvabhāva). The entirety of the phenomenal realm reveals emptiness, and consciousness itself bears resemblance to a dream-like image. Saṃsāra and nirvāṇa, akin to the unreal mirage enticing a thirst-driven deer (Skrt. mṛgatṛṣṇā, lit. “deer- thirst”), 44 are recognized as unreal appearances. Consequently, nothing is genuinely bounded, thus, there exists naught to liberate. In this manner, yogis employ a form of vigilant contemplation of dream images, akin to the meditation sati, a detached observation of thoughts within Theravāda Buddhism. However, in this instance, the 43 Segment DK.A.Pa.9, in: Kragh, Tibetan Yoga and Mysticism, 354. 44 Mṛgatṛṣṇā is the name given to a Fata Morgana, an optical phenomenon in the atmo- sphere. The term was coined on the basis of the specific situation in which the phenomenon mostly occurs, namely in a vast desert where the sun mercilessly scorches the sand beneath it, creating the illusion of water, which drives the thirsty deer to make an hour-long run to get some refreshment. POLIGRAFI 46 practice unfolds within the dream state itself. Through this practice, yogis unveil the illusory essence of these images, surmount the imagina- tive transformation of consciousness and consequently eradicate nega- tive karmic imprints even within the dreaming process. However, it is important to emphasize that at this stage, they have not yet attained the ability to directly perceive emptiness as the foundational essence of all phenomena. They remain within the domain of what could be called the conceptual dream universe. This parallel can also be drawn to expe- riences in the waking state – when we observe a reflection in a mirror, we recognize its illusory nature, yet we are still incapable of grasping its true nature directly, free from any conceptual blending. d) Contemplation on the true nature of dreams In the ultimate phase of dream yoga, having achieved proficiency in deciphering the authentic essence of dream images, eradicating emo- tions within the dream and concurrently surpassing all attachments, a state of non-dualistic awareness is reached. This entails a non-conceptu- al understanding (Tib. rigpa), where consciousness undergoes a meta- morphosis into its fundamental and pure state (pariniṣpannasvabhāva). Figure 11: Yogis observe dreams and discover their creative potentials; mural in the secret temple of Lukhang, Tibet, 17th century (Wikimedia Commons, public domain) IN THAT VERY BODY, WITHIN THAT VERY DREAM 47 Consequently, yogis perceive solely the serene and unblemished lumi- nance of consciousness – the primal Buddha nature – characterized by emptiness, devoid of dream narratives and without the presence of the dreamer. This state is precipitated by a preceding examination of the yogis’ dream consciousness, culminating in the revelation that all exists within a consciousness that is uncreated and boundless, akin to an un- fathomable ocean or an endless cosmos. Thus, a shift occurs from a con- sciousness comprised of conceptual frameworks (parikalpitasvabhāva) to a consciousness which understands the interconnectedness of mental phenomena (paratantrasvabhāva) and finally to a consciousness devoid of any mental constructs (pariniṣpannasvabhāva), akin to the vacant expanse of the sky. At this stage, the dream progression undergoes a metamorphosis into a non-conceptual contemplation, specifically a meditation on suchness – the genuine essence of the dream. This practice concurrently fosters an awareness of the suchness inherent in wakefulness (Tib. chos nyid, Skt. tathātā, also dharmatā). The obscured conceptual consciousness (Tib. kunzhi namshe) inherently generates duality and engages in the play of dualism. In truth, the foundational element of consciousness is the boundless interplay of dualistic per- ceptions of the world. This incessant interplay consistently generates novel experiences, meticulously storing them within the repository of consciousness known as ālayavijñāna. In the final stage of dream yoga, ālayavijñāna undergoes complete purification, allowing yogis not only to comprehend the mechanism of consciousness but also to perceive it in its true form – as empty. The emergence of non-dual awareness with- in the dream realm signifies a manifestation of enlightenment within the dream itself. This awakening not only unveils the emptiness inher- ent in all things but also reveals the Buddha-nature – the fundamental essence of all phenomena. At the end of the dream: journeying towards waking consciousness and the end-of-life dream In the final phase, yogis extend these dream revelations into wakeful- ness, where they perceive all phenomena and encounters as devoid of inherent substance, possessing the illusory quality akin to dream im- POLIGRAFI 48 ages. They perceive the entirety as a dream and dreams themselves as nothing but dreams. 45 Consequently, dreams guide yogis towards the realization of the “dream-like” nature inherent in everyday existence and lead to authentic awakening. This journey encompasses a transi- tion from illusory wakefulness and ignorance to a comprehension of wakefulness’s mechanisms and thought processes. This progression ul- timately surpasses ordinary experiences, bringing forth the recognition that there exists no absolute separation between dreams and wakeful- ness. The reason being, the inherent nature of objects as perceived in our ordinary consciousness during wakefulness aligns with the nature of objects within dreams, as they both stem from the same conscious- ness. In this manner, the correlation between wakefulness and dreams mirrors the ontological unity, the absence of any differentiation, which aligns with the Mahāyāna Buddhist perspective that characterizes all phenomena. Both states, like all else, bear the profound imprint of emptiness, the great seal that defines them. The practice of dream yoga is intricately intertwined with the doctrine of emptiness, representing a means of deepening one’s experiential understanding of emptiness, which is an enduring supreme wisdom. a) Dreams and bar do Through scrutinizing dreams as inherently dream-like, illusory, and transient, yogis discern not only the character of mental states and phe- nomena in wakeful existence but also those that emerge within the in- termediate state between death and rebirth (bar do). In addition to its impact on the final technique, dream yoga also assumes a pivotal role in the subsequent practice known as radiant light yoga. Notably, this prac- tice is engaged prior to dream yoga, and concurrently, the proficiency gained in dream yoga augments the adeptness in training for radiant light yoga. Both techniques, dream yoga and radiant light yoga, hold immense significance during the process of dying. They empower yogis to sustain awareness and identify the illusory character of conscious- ness-generated images even in the moments of dying or the subsequent post-death phase, specifically within the intermediate state between 45 Segment DK.A.Ki.5, in: Kragh, Tibetan Yoga and Mysticism, 524. IN THAT VERY BODY, WITHIN THAT VERY DREAM 49 death and rebirth (bar do). Within the Vajrayāna Buddhist tradition, six distinct intermediate states are recognized: firstly, the bar do during the transition between death and rebirth; secondly, the bar do to the lu- minous phase that promptly ensues death; thirdly, the bar do of becom- ing, encompassing the journey towards rebirth; fourthly, the bar do of birth and death, signifying existence within a reality contingent upon one’s karma; fifthly, the bar do of dreaming, encapsulating the states of slumber and awakening; and finally, the bar do of meditation. Within the framework of the six dharmas, the term bar do denotes the distinct practice associated with the interval between life and rebirth, 46 epito- mizing yogis’ accomplishment in spiritual pursuit and proficiency in the six yogas during their lifetime. Hence, the consciousness experienced in wakefulness, dreams and death remains identical – the very conscious- ness that engenders illusions. The yogis’ task lies in further cultivating this understanding, even within the intermediate state. Discussions concerning the six dharmas and the Bardo Thödol (Liber- ation in the Intermediate State Through Hearing , more commonly known as The Tibetan Book of the Dead) encompass elaborate depictions of the process of dying and the encounters within the dying phase. Death and the act of dying are frequently likened to the condition of dreaming. However, it is important to note that this comparison is more than just a metaphor. In truth, the very essence of the dying process mirrors the efficacy of the dream practice itself. Throughout their lifetime, before nearing the threshold of death, yogis can, through the potency of their consciousness, even access the state of bar do within their dreams. En- tering bar do through dreams during life further deepens their terminal lucidity. The discussions centred around the six dharmas also encom- pass the delineation of associated techniques practiced by yogis within dreams. These include recognizing all images as illusory dream manifes- tations, cultivating extraordinary capacities like telepathy, envisioning potential future incarnations, embarking on diverse dream expeditions to both familiar and unfamiliar realms. In these journeys, yogis engage with individuals and entities unable to perceive or hear them, initially evoking a sense of trepidation. However, they swiftly discern that they 46 This bar do occurs seven weeks before a new birth. POLIGRAFI 50 exist within an intermediate state, realizing that everything they en- counter stems solely from their own consciousness. Within Gampopa’s writings, the notion is conveyed that those with the capability ought to engage in the practice of mahāmudrā. This is because the efficacy of mahāmudrā within the bar do state is equivalent to a hundred years of meditation conducted throughout one’s lifetime. 47 The transitions between death and new life or liberation, depending on the success of the bar do and training in other yogas, are also de- scribed. During the process of dying, yogis retain a physical form, with the initial stage being the observation of the dissolution of this corpo- real body. Through the practice of deity yoga, a subtle body emerges, akin to the dream body, comprising alterations within consciousness (Tib. yid kyi lus, Skt. manodeha, also referred to as manomanakāya). 48 In this state, the perception of deities manifests, which yogis, akin to the practice of dream yoga, acknowledge as manifestations of an illusory nature, all the while sustaining the awareness of their own demise. 49 As the dissolution of the dream body, or manomanakāya, commences, it transforms into saṃbhogakāya. Following the dissolution of the latter, it merges with radiant light, culminating in the emergence of dharmakāya – the embodiment of the Dharma, also referred to as the body of bliss (Tib. de ba chen po ’i sku, Skrt. mahāsukhakāya). This signifies the attain - ment of Buddhahood, i.e. nirvāṇa. The sequence of elemental dissolution during the dying process is likened to the progression of descending into slumber. Similar to how yogis progressively “relinquish” their physical form and adopt the termed body of consciousness or dream body, they then encounter these bod- ies – manifestations of consciousness – within dreams, taking shape as dream images. The dissolution that unfolds during the moment of death comprises two distinct processes: the disintegration of the gross elements and subsequently, the disintegration of the subtler elements. Thus, the dissolution of the bodies is analogous to the dissolution of con- ceptual systems of consciousness (paratantrasvabhāva). In the end, all 47 Segment DK.A.Pa.13, in: Kragh, Tibetan Yoga and Mysticism, 360. 48 Manomanakāya is actually a kind of dream nirmāṇakāya, a body of transformation. 49 T orricelli, The Tibetan T ext on Tilopa ’s Ṣaḍdharmopadeśa, 155. IN THAT VERY BODY, WITHIN THAT VERY DREAM 51 that is left is the subtle state of pure awareness (pariniṣpannasvabhāva), the “radiant light”, in which yogis have been trained in the course of their life. Pure light represents the purity of yogis’ consciousness and the absence of mental impurities. Individuals approaching death without prior meditation training do not perceive this light; instead, they lapse into a state of unconsciousness where their amassed karma unexpect- edly triggers a succession of dream-like hallucinations in the interme- diate state. Consequently, the individual once more succumbs to the “sleep of ignorance”, takes residence in the womb, and awakens in a subsequent life in a different embodiment. On the contrary, adept yogis, through the discernment of unblemished light, sustain this condition and liberate themselves from the cycle of rebirth. In the pursuit of the intermediate state practice, it is imperative for yogis to maintain aware- ness of being within this state. Achieving this awareness is contingent upon the prior practice of dreaming. Dreams essentially serve as a pre- paratory arena for death and the ensuing liberation. Those who have undergone dream yoga training, who have consistently remained con- scious during dreams and identified dream images as illusory and void, will carry this awareness into the intermediate state. There they will recognize the state for what it is – as illusory as everything else – as the ultimate perspective dismantles rigid divisions between life and death. b) Overcoming emotions through dream yoga Nevertheless, the proficiency acquired through dream yoga training is equally vital for regulating emotions and discerning their illusory es- sence within the intermediate state. Throughout the process of dying, yogis transcend the array of emotions classified as the three mental poi- sons (Skrt. triviṣa). This capability is honed through their involvement in dream yoga practice, allowing them to discern these emotions as illusory. This awareness triggers a shift toward non-conceptual contem- plation (Tib. mi rtog pa, Skrt. nirvikalpa), ultimately culminating in an embrace of emptiness. The consciousness of individuals approaching death who have not undergone dream yoga training grapples with a diverse range of sensations. The dominance of one of these sensations, categorized under the three poisons, determines the realm of their sub- sequent rebirth. For instance, greed and avarice result in the birth of POLIGRAFI 52 hungry demons (Tib. yi dags, Skrt. preta), while anger leads to the ex- perience of hellish realms (Tib. dmyal ba, Skrt. naraka), and delusion (Tib. gti mug, Skrt. moha) leads to birth within the animal realm (Tib. byol song, Skrt. tiryañc). In this context, the discussions on the six dhar- mas emphasize that yogis must exercise caution against becoming at- tached to the bliss derived from transforming all images and emotions into emptiness. Failing to do so might hinder the attainment of nirvāṇa and instead lead to a return to the cycle of saṃsāra. During the process of dying, the practitioner also gains proficiency in the sexual practices of karmamudrā, 50 which serve as a means for yogis to transcend anger, carnal desires and sexual frustration. For instance, during this phase, vi- sions of the father and mother engaged in sexual intercourse may arise. In these visions, an ordinary individual or an untrained dreamer might encounter intense anger and jealousy towards their father and a yearn- ing for their mother. 51 Such emotions could be seen as a latent Oedipus complex even preceding birth, while a contrary emotion could lead to rebirth within a female body. Driven by anger, the person in the process of dying enters his father’s body through the anus, thus undergoing a cycle of saṃsāric rebirth. Due to his training in the six yogas, skilled yogis successfully overcome, the temptations of such visions, remain- ing calm and unemotional at the vision of his future parents, who will not become that because of his perfection. A less skilled yogi might be confronted with a latent desire, for example, for his mother, and strug- gle with the elimination of that feeling; as a guideline, texts suggest that one should imagine the mother as his Tantric partner, thus trans- forming sexual desire into sensual and spiritual devotion. If he fails, he can try imagining his father and mother as two deities, and if he is still unable to dispel the otherwise not-so-strong emotion, he is advised to contemplate what he has seen as an image from his dream, and to deepen the idea that it is merely a projection of his consciousness. In the event of repeated failure, other tips are added, including visualis- ing oneself as a deity and meditating on light and emptiness until the yogi has banished all emotion and thought. These techniques are also 50 Segment DK.A.Khi.16, in: Kragh, Tibetan Yoga and Mysticism, 571. 51 Segment DK.A.Pa.13, in: Kragh, Tibetan Yoga and Mysticism, 360. IN THAT VERY BODY, WITHIN THAT VERY DREAM 53 called “closing the womb door”, because if they are successful, the yogi prevents his saṃsāric rebirth. c) The transference of consciousness Bar do is followed by a transmission of consciousness, which, de- pending on the level of spiritual progress, leads either to a rebirth or liberation. Similar to the bar do, this practice is further enriched by yogis throughout their life and even within the context of dream yoga. Preparations are equally important for this technique, and alongside mahāmudrā, the visualization of the syllable hūṃ within the heart cakra is advised. Following this, a luminous image emerges, radiating from within to the external world. Subsequently, yogis perceive celestial realms and divine beings, all of which are eventually integrated into the syllable hūṃ. As an alternative, yogis can engage in the practice of consciousness transference within a dream, envisioning their consciousness journey- ing to higher realms, like the celestial realm of Buddha Vajradhara. Here, they can engage in the practice of mahāmudrā even within their dreams. It is important that they see the celestial realm clearly, which is why they need to imagine this kind of journey continuously during the day, leading to a clear vision in their dreams. 52 In dreams, yogis can utilize visualizations to contemplate the dissolution of both the physical and subtle body elements that occur at the time of death. By envisioning the elements of the subtle body and incorporating sacred syllables, this practice can be further enriched through various breath- ing techniques. In their dreams, they may try they hand at transferring their consciousness to one of the celestial realms, where they appear in the disembodied, completely empty form of one of the chosen deities, much like a reflection in a mirror. Hence, yogis can undergo the trans- ference of consciousness into the realm of Buddhahood even within the realm of dreams. During the practice of prāṇāyāma techniques, they envision the process of death and visualize the heart cakra syllable mov- ing between their mind and dreams, symbolizing the transference of consciousness to an elevated state. At this point, breath becomes in- 52 Segment DK.A.Pa.11, in: Kragh, Tibetan Yoga and Mysticism, 356. POLIGRAFI 54 tertwined with light, signifying the fusion of consciousness with the utmost state. Gampopa’s commentaries also allude to a technique remi- niscent of Hindu haṭhayoga, as evident from its meaning, i.e. “strong, forceful transference” (Tib. btsan thabs kyi ‘pho ba). The Tibetan term btsan thabs corresponds to the Sanskrit term haṭha, signifying “power” and “force”. Yogis can also engage in these practices with a dying per- son. There have also been techniques involving the visualization of con- sciousness transfer to another body within one of the saṃsāric realms. These methods are primarily employed by those who are less adept and may not achieve Buddhahood upon death. However, mastery of the six yogas leads to the unconditioned state, rendering such practices unnec- essary. Fragments of Tilopa’s teaching also describe the practice of en- tering a new body after death, whereby yogis direct their consciousness from their body into another body (Tilopa, [‘pho ba 61]). This practice of transference can be undertaken during one’s lifetime by directing consciousness towards a recently deceased individual, whose body is still in a fresh state. Figure 12: Visualisation of sacred syllables; mural in the secret temple of Lukhang, Tibet, 17th century (Wikimedia Commons, public domain) IN THAT VERY BODY, WITHIN THAT VERY DREAM 55 d) Dreams on the way to nirvāṇa The connection between dreams and death is apparent in various early Hindu and Buddhist texts, where comparisons between deep sleep and dying are frequently drawn. In both deep sleep and death, indi- viduals encounter a state of darkness devoid of mental activity. Within the context of the Tantric tradition of Buddhist hermits, the process of dying is likened to an enchanting dream realm. This dream world, adorned with forests of illusory images, serves as a final test of the dy- ing person’s spiritual preparation, ultimately guiding them towards the realm of the unconditional. Death itself is thus replete with dream-like images, and the efficacy of this process hinges on proficiency in the art of dreaming. As elucidated in the preceding sections, dreaming serves as a crucial foundation not only for itself but also as a pivotal “training ground” for other techniques like bar do and the transference of con- sciousness. In contrast to early Hindu and Buddhist texts where dreams were associated with leading to death, within the Tantric eremitic tradition, dreams lead beyond death. A proficient dreamer, even in the intermedi- ate state, can unveil the illusory character of all manifestations, guiding them towards the unconditioned state beyond the realms of life and death – nirvāṇa. Dream yoga, a practice that purifies consciousness to such a degree that it sustains lucidity even in the intermediate state, can be seen as the ultimate method of salvation, guiding individuals towards a supreme and unconditional state of existence. In accordance with the Mahāyāna Buddhist teachings and the practices of Tantric yo- gis, nirvāṇa is inherently present within us all, existing in a dormant state. 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